Today’s Understanding of Warrior Virtues of Old

In these modern times, warrior virtues are associated with Japanese martial arts. These virtues are said to help build character, fine tune one’s spirit, and make you an exemplary being in modern day society. The fact that these are taught in many martial schools around the world is a good thing, as it helps us to be a better neighbor to those around us in these relatively peaceful times. Yet, were virtues also valued the same way during times of war & strife many centuries ago in Japan’s history? Let’s look at the different listings of virtues, their origins, their roles from a historical standpoint, as well as how they are interpreted in today’s generation.

SANTOKU

One of the earliest set of virtues is said to be based on the theme of 3 simple principles called “santoku” (三徳). This concept called santoku¹ originally comes from Confucianism, a belief developed first in China way before Japan started developing its culture as we know it. Within 4 major texts used in the study of Confucianism, such as the 10-volume series called “Lúnyǔ” (論語), and “Zhōngyōng” (中庸) are examples of values people are instructed to follow. When Confucian teachings were brought over to Japan in its earlier years, it slowly was integrated into the lifestyles of nobles and the Imperial household. They also were adapted by those in the warrior class.

There are 3 virtues that stand out the most, which are said to make up santoku as known in Japan. They are the following:

  • Chi (知) = Knowledge
  • Jin (仁)  = Benevolence     
  • Yū (勇) = Bravery

These were virtues that were highly regarded, and expected to be followed not only by warriors, but those in leadership positions. When analyzing these, one can see how influential and essential they can be, especially for those who have to deal with conflict. Those involved in military activities stress the necessity of knowledge in many things concerning going to battle, including strategies, preparing troops, scouting, and so on. For benevolence, despite taking up a violent profession, a warrior was expected not to lose their humanity, as well as keep order for those around them and when entering other lands. As for bravery, this is a valued virtue necessary to go into battle and face the enemy that threatens their border. This scope ranges within the different territories in Japan when the military clans were becoming a powerful group as early as 1100s.

The idea of santoku doesn’t just stop here, as the concept of “3” continued to have a great influence in Japanese culture. Religious systems like Buddhism and Confucianism are known to employ 3 principles related to food, personality, and so on. There are even modern-day usages as well.

GOJŌ

Next is another set of virtues said to be followed by those who took up military profession during the Medieval period in Japan, called “gojō” (五常)². Translated as “the 5 natural habits”, gojō also comes from Confucianism. The concept of 5 habits were devised by Dong Zhongshu, who was known as a philosopher, politician, and Pro-Confucian supporter in the early Han Dynasty.

The 5 virtues under gojō are the following:

  • Jin (仁)  = Benevolence / Humility
  • Gi (義)    = Righteousness
  • Rei (礼)   = Respect
  • Chi (智)   = Understanding
  • Shin (信) = Belief

Like many lessons influenced by religious beliefs, gojō was meant as an example everyone must follow, as it outlines the most natural traits of humans that must be maintained. Depending on those interpreting it, how these 5 virtues play a role in one’s daily life is different. For warriors during the Sengoku period, they were outlined in a way in which how to conduct themselves both on and off the battlefield. On another note, gojō is an example of how the number 5 was a significant number in Asia, as there is plenty of other examples similar to gojō. For example, there is “gogyō” (五行), which outlines five elements that represent the creation of life, cycle of death, parts of the body, medicine, and so on. There is also “gorin” (五倫), which is seen as a precursor of gojō, as it has a similar focus on values based on a person’s relationship other people in their lives.

Many generals in Sengoku period are said to have expressed the concept of gojō during their military career, especially during the 1500s. Date Masamune is one of those generals, who also had his ow way of expressing this. His version was called gojōjun (五常順), where he warns not to be over-absorbed in the 5 virtues of gojō, possibly hinting the need of ruthlessness at times.

Interestingly, gojō was paired with santoku at some point in time, for while gojō was a set of virtues a warrior mustn’t forget, santoku was a set of virtues a warrior needed to ingrain within his/her being.

BUSHIDŌ

Last, we come to a very well known and popular set of virtues known as “bushidō” (武士道). Usually interpreted as “the code of the samurai”, it is a word 1st seen in the “Kōyō Gunkan” (甲陽軍鑑), a historical recordings of the Takeda clan which was compiled by Kasuga Toratsuna during early 1600s of Edo period. The following are the 7 virtues of bushidō:

  • Gi (義) = Righteousness
  • (勇) = Bravery
  • Jin (仁) = Benevolence / Humility
  • Rei (礼) = Respect
  • Makoto (誠) = Honesty
  • Meiyo (名誉) = Honor
  • Chūgi (忠義) = Loyalty

There are a few not-so-well known facts that are important even today when referring to bushidō as representing 7 virtues of the warriors in the past³. For starters, the word was written after wars were rampant, and when the Tokugawa shogunate ushered in centuries of relative peace. Whether or not the word was actually in use beforehand can be debated. Also, since it only appeared in this sole documentation known as Kōyō Gunkan, it may have been a specialty word made up for use by the feudal lord Takeda Shingen and his retainers. Furthermore, there was no list of virtues accompanying the term bushidō, so what was it truly dotting on in terms of what made an exemplary warrior is pretty much a mystery.

Pic of the 1st cover design for “Bushido: The Soul of Japan”

Possibly the biggest fact worth mentioning is bushidō was not a general term publicly known in Japan, so it didn’t have any real influence on the populous. Instead, the word first was introduced in an English book from the early 1900s called “Bushidō: The Soul of Japan”, which was written by Nitobe Inazō. Mr. Nitobe’s intentions was to teach the West about Japan, and how they were both civilized and peaceful to the world. He also included a list of virtues that outlined what bushidō stands for. At a later date, the book would be translated into Japanese and sold in Japan.

THE BAD…AND THE GOOD

One of the issues primarily with bushidō is that it is a modern invention, yet is declared as being the virtues followed by Japanese warriors during warring times. This isn’t true at all. There was much criticism even by the Japanese after the book came out, which still exists today. For starters, Mr. Nitobe, despite descending from a samurai family, was not raised as a warrior, but instead as a scholar⁴. He also studied much about Western culture, and made his faith in Christianity. Some critics express that the virtues made for bushidō and how they were presented were inspired by his Christian beliefs, and how the West viewed soldiers at war at the time. On top of this, Japanese scholars, and later many of the general public in Japan, did not sit well with bushidō and what it stood for, as it was a contradictory of the factual behavior of warriors and those of the samurai class, as there was plenty of examples from historical documents & stories of uncivilized behavior they have shown. This even proves true up till the mid 1800s right before the samurai class was finally abolished due to the violent end of the Tokugawa reign, followed by the induction of Imperial control through the Meiji Restoration.

Despite whether or not the virtues mentioned above where truly influential historically, they play a very large role in today’s world. As many countries have governments that focus more on non-violent means for economical growth and citizens live together in environments that promote peace & prosperity, having santoku, gojō, and bushidō act as vehicles that can inspire people to be humane and live together in harmony, whether they are your neighbors or from overseas, is definitely a good thing. This holds true for those who study martial arts; where a person learns skills that can be lethal if used for the wrong purpose, being taught alongside with virtues designed for warriors can help to keep practitioners on the straight path and become exemplary individuals within their community. Even bushidō has been accepted in Japan society today, as the term, along with its virtues, are beneficial in promoting Japanese culture to other countries around the world.

From a different perspective, it can be argued that bushidō and the virtues that represent it are nothing more than a collection of the same virtues revered in the past. While this is actually true (excluding meiyō and chūgi), it is still argued that warriors did not actually have a list as such that they had to live their lives by. This can be said even for santoku and gojō; while these virtues were built into Japanese society and valued by certain military experts, how warriors behaved during war and how leaders engaged in power struggles against one another were not guided by these virtues many times. Although virtuous praise of certain famous warlords and legendary fighters are often written in stories and recited in songs & theatrical plays, it is usually done so by those who are the victors and by those who support them.

ENDING

Warrior virtues, although considered a piece of history, can be very inspiring and help guide people to be civil amongst one another in these modern times. Like most things from the past, however, certain pieces of history may become romanticized, thus taken out of context. While warrior virtues may have been conceived in the past, it is important to understand their factual use on a historical level, lest we view them in a skewed manner today. This wraps up this discussion on warrior virtues. I hope this helps clear the air and bring light on understanding warrior virtues associated with Japanese martial arts.


1) There is a santoku from Buddhism, but the ideas in this version is different

2) Also known as “gojō no michi” (五常の道)

3) There is actually an 8th virtue associated with bushidō, which is called “jisei” (自制). Jisei is the final product of those who uphold the 7 virtues by exhibiting restraint and self-control. While it is a demonstration of a fine quality, jisei (self-control) is said to not stand on its own like the other 7 virtues, thus it tends to be omitted from the list.

4) Nitobe Inazō was about 7 years old when the Meiji Restoration took effect (1868), which came along the end of the samurai class.

Learning from Coded Instructions

When studying kobudō (Japanese traditional martial arts), you tend to run into many terminology that are coded. This use of wording is a form of encryption to hide the true nature of said lessons or techniques from falling into the hands of a rivaling martial system in the past. In modern times, it is much easier to decipher such jargon due to the openness of martial knowledge by many teachers and avid students. On one hand, these coded words express a lot about the mentality of past Japanese masters based on the environment they lived in, as well as the culture they grew up with, which in itself can be lessons to enrich one’s training.

An example of coded description can be seen in this one line from a document I am currently translating called “Tsuki no Shō” (月之抄), which is a study guide for those who are training in the kenjutsu of Shinkage ryū Hyōhō (新陰流兵法). The line goes as the following:

水月にて 座ト太体之手字ニ身ヲひねり掛ケ 一尺ヲカカへて打へし」

To summarize the line, it outlines how to go about trapping an opponent’s sword. While everything is straightforward, what is not is the part that is in red, which is read as “suigetsu¹”. This is a very common, poetic word that is used within many different fields of interest throughout Japan’s history. A general translation for this would be “water & moon”. In Japanese martial arts it tends to represent the area near one’s solar plexus. However, in the line stated above this would be incorrect. Not to be translated literally, it’s actually interpreted as “when the moon is visible on the surface water”. When read during a description of a sword dueling technique, one would be perplexed as to why this rather flowery, out-of-place visualization is there in the 1st place. Fortunately, after conversing with those who study Shinkage ryū Hyōhō, as well as doing some research on my end, I’ve come to learn that this simple word is actually a coded word for taking proper distance.

Much of what is learned from coded instructions require proper guidance from an instructor, as well as a great amount of training which entails going through trial & error. Just because it is understood that suigetsu refers to distance, distinguishing the point when “the moon is clearly visible on the water” still requires experience. This can be applied to even to the basics of kenjutsu. Let’s take Jōdan no kamae² (上段の構え) as an example. Jōdan no kamae is a universal posture in many martial systems where a sword is held above one’s head. It is considered to be a very strong posture due to being able to deliver a lethal blow to one’s opponent’s head. On the other hand, it is also deemed the most vulnerable, as there is little defense offered for most of the body. Even with these points explained, there are still factors that play a part in how one can take advantage of the strengths and weaknesses of Jōdan no kamae. At what range would you get cut if you assume this posture? When can you successfully strike down the opposition through this posture? Actively training and going through trial & error as you put these points to the test will usually provide an answer.

Within the kenjutsu of Kukishin ryū (九鬼神流) which my group studies, are also coded instructions. One of the 1st lessons students learn is the concept of issoku itto (一足一刀), which helps to understand the range where two people’s swords meet. Of course, it goes further than this, as students learn the proper footwork to advance or withdraw in regards to the reach of their swords. Another one can be seen in the kata called kasugai (鎹止). The name for this kata comes from a small interlocking staple-like bolt used to join two pieces of wood together when constructing buildings centuries ago in Japan. For this kata, the idea of “bolting down” one’s opponent is taken from this carpenter’s tool. Of course, the type of footwork, distance and angles required to make this happen requires proper explanation and demonstration in order to grasp this idea.

In conclusion, learning from coded terminology in Japanese martial arts can be a perplexing experience, even when guided by proper instructions. Yet, if one takes the time to understand the reasoning behind it, as well as make use of the visual representation that is part of the Japanese culture, coded instructions can help boost one’s training experience. Of course, this is a case-by-case matter, and depends on whether a practitioner is able to embrace such a manner of instructions.


1) Depending on the martial system, can also be referred to as mizoochi (鳩尾).

2) Depending on the martial system, this kamae is also referred to by different names.

Translation 101: Understanding Old & New Japanese

Translating Japanese into one’s native language is a skill of its own. Depending on area of interest, some prior independent or specialized study & research is required when attempting to transcribe info from one language to another. It is separate from just studying the Japanese language alone; even for a native Japanese person, attempting to explain the contents of something they have never heard of or are unfamiliar with is a very difficult task. For those individuals who wish to go down the path of translating, years of exposure to said field of interest, along with lots of trial and error is needed in order to get a proper grasp. 

In the case of older Japanese documentation on martial & military-centric topics, it is imperative to be familiar with the time period the document was written versus modern day standards in order to understand the differences. For instance, when reading older Japanese texts, it is common to see the use of kanji (漢字, Chinese-derived written characters) that differ from the ones used for the same words used today, yet need to distinguish if there are any similarities at the same time.  As an example, here’s an entry from Buyō Benryaku (武用便略), an 8-volume compendium of general items, gear, and practices used by warriors, martial artists, guards, and the like. This was compiled by Kinoshita Yoshitoshi in the early Edo period. In the 6th volume, there is a section regarding methods of arresting wrongdoers, which also contains a short entry and picture regarding the mittsu dōgu¹ (三つ道具), which are staves with special implements on one end.

ANALYZING OLD & NEW TEXT

Below is the aforementioned page, followed by the original text and my translation.



三つ道具之圖

釻棒 
 
挟脵 今云桎
 
捻ル ヒネリという

右或番所ノ三道具ト云捕手ノ三道具ト云アリ

 
Picture of the mittsu dōgu (from right to left)

Tsukubō

Sasumata (known as a shackling tool nowadays)

Nejiru (called “hineri” as well)

To the right are some of the tools you will find in a guardhouse, called the mittsu dōgu (3 tools). These are also known as the “torite no mittsu dōgu” (3 arresting tools).


In 2 other articles² I had mentioned about the mittsu dōgu. What’s interesting is the difference between how they are written in their respective sources. Below I will explain the kanji used for those mentioned in the Buyō Benryaku, and compare them with the modern day writing style.

1)
DESCRIPTION: Tsukubō is a T-shaped tool that a person would thrust at one’s target to push and pin them down. The barbs on the T-shape implement helps to increase its effectiveness.

tsuku・bō / 釻・棒 
The reading of tsuku (釻) is a unique one. Originally the name of the metal fittings that secures the string on a bow, it was later used to describe the 2 metal bars that protrude outwards at the end of a stick. Bō (棒) means “stick”.
 
Comparing this with the more modernized written version:

tsuku・bō / 突・棒
This tsuku (突) means “to thrust” or “to stab”. It’s pronounced in its plain verb form, which is unusual. This may have been done so the same “tsuku” pronunciation could be retained. The kanji for bō remains the same.

It can be said that the older kanji for tsuku is more descriptive to design, while the modern version indicates the manner to which this tool is used.

2)
DESCRIPTION: Sasumata has a U-shape implement on the end, and is used to capture a part of the body to hold a person down.

sasu・mata / 挟・脵
The use of sasu (挟) here can indicate “to grip from both sides”, “to sandwich inbetween” or “to trap”. Although used in this older document, this kanji is still used in modern times. For mata (脵), this is an older kanji that refers to the crotch or thigh. At times the kanji used for mata is “叉”, which is another older version that means the same thing.

If we compare this to modern written form:

sasu・mata / 刺・股
The kanji used for sasu (刺) here generally means “to stab”, but also has an alternative meaning of “to catch”. The modern-day version of mata (股) is used.

On a technical note, both versions of sasu are in their plain verb form. Although still a name, it is done so in an unusual manner. Also, while both versions imply catching a supposed criminal by their leg, sasumata wasn’t only used there, but could manipulate other parts of the body when necessary.

3)
DESCRIPTION: The purpose of the nejiru is to snag a person’s clothing, with the sleeve of the jacket being the main target.

nejiru / 捻る
There is only one kanji used here. Actually, an action verb is used as the name. Nejiru means “to twist” or “to wrench”. The name actually describes the action used, which is to twist this tool once it’s snagged onto a person’s clothing in order to capture them.

While the reading “nejiru” is correct, it seems to be an alternative name…or that there were other names used depending on group, area, etc. “Hineri” (ヒネリ) is also used, and, despite being written in katakana³ (片仮名, a written form that indicates the phonetics of words) in the text above, is an alternative pronunciation for the same kanji. Another name that was used during Edo period was “mojiri” (錑). In this case, it was viewed that there’s a technical approach to using the mojiri, which was called “mojirijutsu” (錑術). For the most part, all names indicate the physical motion of how this tool is used.

sode・garami / 袖・絡み
In modern times tools like this are universally called “sodegarami” (袖絡み), which means “sleeve-snagger”. This is probably due to its effectiveness to control a weapon-wielding suspect with the sleeve of a jacket being the target area. This is a more direct labeling that identifies its purpose.

UNDERSTANDING THE DIFFERENCES

Why are there different ways to identifying the same thing? There are some factors that play a role in this. For starters, since the time when when Japan adopted the writing style of kanji from China, there was no one universally accepted style of using the Japanese language. Before a standard was developed in the early 1900s⁴, there were different colloquial speeches depending on the prefecture, education, area of residence, group of association, and so on. As an example, within a group that lives in the south of Japan they may identify one thing with a particular label, but within another group that live in the North may use a different label.

This lack of standard also can be seen in the written style individuals used hundreds of years ago. In some cases a writer may have used one version of a kanji because it was what was familiar to him, yet another writer may choose to use a different kanji that had the same meaning just because that is what he was familiar with. This happened a lot if the contents were learned verbally, and had to be transcribed however the writer could do. Fortunately, furigana (振仮名, identifying kanji phonetically with kana next to or above it) was used in some older documents, which help to understand not only how to pronounce an unfamiliar kanji, but to understand what it’s describing in case it’s something that most are familiar with verbally.

Finally, some things were coded intentionally through aliases. This was possibly done to hide the real identity of a topic from those who are not part of a certain group. This was common practice in many martial systems and military manuals. Since guardswork and policing were also performed by martial artists, this practice also came into play. The downside to this is if the original term is forgotten and only the alias has been documented, it is hard to figure out what is being discussed if there are no pictures associated.

After the Japanese language became standardized, many older, unusual words & kanji were dropped, and replaced with modernized versions. If the change is minimum, it could be as small as replacing with modernize kanji that help making the reading easier. However, if the change is more drastic, some labeling could be replaced entirely with a new word. It’s points like these that make doing research important.

CONCLUSION

To sum up, it is important to learn how to research older documents to compare the contents to that which are known in modern context. This is important to remember for those who wish to be a translator of topics that have an old history. It’s impossible to think you’ll know everything no matter how related it is to your area of interest, or that you’ll remember every single word or kanji that you’ve come across. Keeping notes, having reliable sources for referencing purposes, and further updating one’s knowledge on said area of interest is critical in order to produce acceptable work.


1) This is not the only case where the term mittsu dōgu is used. It is a common one used to identify 3 things that are considered valuable or important. For example, in the same document used above, the jutte (十手), manriki (万力, nowadays known as the kakute [角手]), and hananeji (鼻捻) make up a unique category called “Kingoku no mittsudōgu” (禁獄の三つ道具), which were essential for handling imprisoned criminals. Next, there was 3 methods for shackling those who were held in captivity, which was by the hands, feet, and the neck. Then there are 3 different types of Japanese designed boats recognized at one point in time. Finally, 3 important farming tools necessary were the. suki (鋤, plough), kuwa (鍬, hoe), and kama (鎌, sickle).

2) Those two articles are here and here

3) Generally, katakana is used to indicate foreign words, unusual words, and visualizing sounds. However, it was also commonly used alongside with kanji in official government documents, books, manuals, and so on before modern times.

4) Small details about this effort to reform the Japanese language was discussed here