Looking at Miyamoto Musashi’s First Treatise

Many people are familiar with Miyamoto Musashi’s famous treatise called “Gorin no Sho” (五輪の書), or commonly called “Book of 5 Rings” in English, which was written in 1645. However, in 1641 he compiled another treatise prior to this called “Heihō Sanjūgō Kajō” (兵法三十五箇条), or “35 Rules of Martial Combat”. Being an expert martial artist in the way of the sword, Musashi wrote this upon the request of Hosokawa Tadatoshi, who was a lord over Kumamoto Domain, Higo Province (present-day Kumamoto Prefecture). Believed to be the first recordings of what would later be Musashi’s self-made style “Niten Ichi ryū” (二天一流), the Heihō Sanjūgō Kajō was preserved in the densho of a kenjutsu school called “Enmei ryū¹“, which Musashi himself had a hand in starting.

Recently, as I was reviewing my copy of Gorin no Sho, I decided to also look through the Heihō Sanjūgō Kajō as well. When comparing both documentations, there are similarities as well as differences. There are those that consider the former a “draft” of the Gorin no Sho, and would sign it off for the sake of the more renown version. Some of the reasons behind this include the following:

  • Gorin no Sho is a much longer documentation with more philosophical commentary.
  • Gorin no Sho possesses much more detail on both taking up the part of a martial artist, and the techniques that are related to Niten Ichi ryu.
  • While the Gorin no Sho directly covers Musashi’s self-made style Niten Ichi ryu, the Heihō Sanjūgo Kajō, which is related a great deal, has more of an association with Enmei ryu.

However, I believe that is a premature viewpoint, especially if you are not familiar with the history behind the first documentation and which audience it was written for. Being a treatise on both fundamental and advanced techniques that can benefit a martial artist, Heihō Sanjūgo Kajō would benefit anyone who has interest in this field, even if just as an addition to one’s collection.

Looking at the similarities between both documentations, some of the rules in Heihō Sanjūgo Kajō are also included in Gorin no Sho. However, take note that the wording and/or approach expressing these differ abit between both. Furthermore, although older, Heihō Sanjūgo Kajō contains some interesting perspectives by Musashi. Let’s evaluate this with a snippet from rule #2. I will present below the Japanese, along with my English translation.


② 兵法之道見立処之事   

此道大分之兵法,一身之兵法に至迄,皆以て同意なるべし。

今書付一身の兵法,たとへば心を大将とし,手足を臣下郎等と思ひ,胴体を歩卒土民となし,国を治め身を修る事,大小共に,兵法の道におなじ。

② Analyzing the Path of Martial Combat 

The path of martial combat is the same throughout, from the militaristic system used for large armies, down to the individualistic combative skills.

In this writing I will use individualistic combative skills as an example for the comparison. Such as, one’s head (mind) is equivalent to the commander, the hands & feet are like close subordinates such as retainers. The torso is like the foot soldiers. If, through this idea, one trains the body as if to take over a country, then the path of martial combat is, without a doubt, the same on all levels.


This is an overall comparison of the discipline for the individualist skills honed by a martial artist being the same as that needed for an army to work well and succeed. It’s an interesting one, as it may directly explain how the mindset and approach to martial combat transitioned from the battlefield to individual skirmishes during the Edo period. Take note that rule #2 of Heihō Sanjūgo Kajō is said to be related to the Earth Scroll chapter of Gorin no Sho, yet this doesn’t mean that this is a direct copy of words from one text to another. Anyone who’s familiar with both will notice that while Musashi makes references regarding the discipline of the martial artist is the same as in all professions in that particular chapter, he primarily makes that comparison using carpentry.

The following rules below are a few that offer new and unique perspectives of Musashi’s philosophy. That is, by how they are worded, as they don’t definitely fall into any of the chapters found in Gorin no Sho. Along with the original Japanese and my English translation, I will follow up with my interpretation of the meaning behind the following rules, as best as I understand. Of course, being my interpretation, this doesn’t mean that it is 100% perfect.


⑦ 間積りの事

間を積る様,他には色々在れ共,兵法に居付心在によって,今伝る処,別の心あるべからず。何れの道なりとも,其事になるれば,能知る物なり。大形は我太刀人にあたる程の時は,人の太刀も,我にあたらんと思ふべし。人を討んとすれば,我身を忘るゝ物也。能々工夫あるべし。

⑦ Making Space

There are many points to this, along with needing to be there in the moment and having a presence of mind, in regards to making space around yourself. To explain this clearly hear, you must not have your mind elsewhere or on other matters. Like all paths, in order to achieve this you must have knowledge. The big picture here is to strike the opposition with your sword. To achieve this, one must have the mind of not being struck even by another person’s sword. When you do make the attempt to strike down someone, you must forget about yourself. This takes knowledge and lots of training.


For this, you control enough space around yourself, allowing room to deliver strikes, as well as avoiding any incoming ones from an opponent. When you do go forth with your attack, you must also commit to it and not hesitate, for that will leave the door open for the opposition to react.


⑳ 弦をはづすと云事

弦をはづすとは,敵も我も心ひつぱる事有り。身にても,太刀にても,足にても,心にても,はやくはづす物也。敵おもひよらざる処にて,能々はづるゝ物也。工夫在るべし。

⑳ Releasing the string

To achieve this is to grasp on both the thoughts of you and your opponent. You pull yourself off line of an attack through your body, sword, legs, and mind. You will understand how to evade based on your opponent’s thoughts. This requires lots of training.


This rule is talking about being able to read what your opponent is trying to do. Simply put, one reacts accordingly to each of your opponent’s actions if you can grasp what he/she is planning next.


㉖ 残心放心の事

残心放心は事により時にしたがふ物也。我太刀を取て,常は意のこゝろをはなち,心のこゝろをのこす物也。又敵を慥に打時は,心のこゝろをはなち,意のこゝろを残す。残心放心の見立,色々在物也。能々吟味すべし。

㉖ Freeing one’s Attentive Spirit

This is a method for you to allow things to take their natural course for some time based on the situation at hand. With our sword in hand, our attentive spirit is released as if things are normal, while our mind stays active. Or, as you strike down an enemy in a timely manner, you rest your mind, while staying attentive through intent. There are many points to be aware of when analyzing this. There is much information to gain from this.


In Japanese martial arts a fundamental skill reiterated a lot is zanshin (残心), which can be interpreted as staying attentive when a conflict has been ended. For the rule above, this goes beyond that, where one relaxes mentally yet stay attentive through intent, or vice versa.


㉛ 扉のおしへと云事

とぼその身と云は,敵の身に付く時,我身のはゞを広くすぐにして,敵の太刀も,身もたちかくすやうに成て,敵と我身の間の透のなき様に付べし。又身をそばめる時は,いかにもうすく,すぐに成て,敵の胸へ,我肩をつよくあつべし。敵を突たをす身也。工夫有べし。

㉛ Teachings of the Door

This is about being like a tobaso (戸臍 or 枢, swinging door), where when getting close to the opponent, you quickly make yourself wider in appearance. This creates a distortion regarding enemy’s sword, and the body. It makes it that everything is exposed within the space between you and your opponent. Or, you make yourself a slim form as soon as possible as you propel your shoulder towards your opponent’s chest.


Musashi is describing how to change your body’s orientation, and uses the image of a hinged door as an example. In theory, squaring up with your opponent can be effective in many ways, including psychologically, as it gives the idea that you are a bigger target. Yet, if the enemy strikes, you turn sideways so the attack sails by, which allows you to deliver a counter strike.


Here concludes our discussion on Miyamoto Musashi’s first treatise. While the Gorin no Sho is truly the more popular one worldwide, the Heihō Sanjūgo Kajō is still an active rule set used in certain Japan martial schools that follow in the lessons of Musashi. On top of that, there are publications on this, as well as plenty of websites that cover this in detail in Japan. While a smaller read, I would recommend those serious about martial arts to read the Heihō Sanjūgo Kajō, even just once.


1) Also known as Musashi Enmei ryu (武蔵円明流).

The Patron & The Ox: Legends of Tenmangū ~ Part 2

We continue with the discussion on the legendary tales from Tenmangū. Since we were able to achieve an understanding behind these shrines through the history of Sugawara no Michizane in part 1, we will now proceed with those tales and get an idea how they have deep ties with the yearly ox Zodiac sign theme. Note that many of these stories were made long ago in Japan’s past, during a time where superstition was prevalent, and natural phenomenons were believed to have been caused by one of many gods. Whether they are believable or not, they do play a big role in the development of both culture and society.

BIRTH & DEATH

Sugawara no Michizane was elevated to the level of a divine being after his death due to his contributions while he was alive. This isn’t so unusual, as there are plenty of examples of this happening not only in Japan, but in other countries as well. Interestingly, one could say that this was already predetermined on the day of his birth. A tale that is told at the Tenmangū shrines is that his birth was an auspicious one, and truly denotes his connection with the ox Zodiac sign, which is considered beyond normal. In this particular tale, Michizane’s birth is recorded to not only been in the year of the ox, but was also on the day of the ox, and at the time of the ox¹. What does this mean?

The Zodiac signs have a multitude of purposes, some utilitarian, others mystical. In the past, they were used to denote years, days, and time, which was key for fortune telling. Depending on the period and the tasks that are at hand, a person may believe they will see benefits, or will heed caution and refrain from doing anything important. In Michizane’s case, this repeated occurrence with the ox sign in his birth is pretty auspicious, and viewed as beyond normal. On top of this, Michizane is said to have died on the day of the ox. Such a repetition of a Zodiac sign may point to him as being divine, like a deity who took the form of a human. As for the ox reference, one could interpret it that the ox brought him into the world, as well as returned him to his true realm, since the ox is naturally a vehicle of the gods. More on this point later.

VENGEFUL SPIRIT, WRATHFUL GOD

This tale can almost be seen as a continuation to part 1, based on how it’s told in the visual records of the Kitanō Tenmangū shrine called “Kitanō Tenjin Engi Emaki” (北野天神縁起絵巻). In 908, just 3 years after Michizane’s death, a member of the Fujiwara clan would die suddenly from disease. One year later, Fujiwara no Tokihira, the main antagonist in Michizane’s misfortune, also dies from disease. In 913, new Minister of the Right Minamoto no Hikaru would tragically die through drowning while out on a hunting expedition. As the Fujiwara clan gained a stronger hold of both the Imperial palace and Imperial family, more tragedy befell upon them. Such can be seen in the 930 incident where a lightning storm would strike down upon a building on the Imperial grounds where many members of the Fujiwara family were, resulting in a few of them dying on the spot, or later passing away due to suffering from lightning burns. The final tragedy befell on 60th Emperor Daigō, who is believed to have been the main target of the lightning storm. After the incident, Emperor Daigō’s health deteriorated, until finally dying 3 months later. The cause of this is viewed to be linked to his agreement with the validity of the accusations made by Tokihira and others, and Michizane being exiled from Heian Kyō.

This entire story is seen as an act of revenge by Michizane’s spirit that took its course over the course of almost 30 years. Initially, as these events were unfolding, the consensus within the Imperial palace was that Michizane’s vengeful spirit was cursing the Fujiwara clan. There were different attempts to try and “appease” him, such as bestowing upon him different titles including Minister of the Right, which was taken away from him through slander while he was still living. The lightning storm was the most severe, which happened later after the Fujiwara clan were able to become part of the Imperial family through one of the women conceiving a child for then Emperor Daigō, making him a prince. As a result, A Fujiwara member was sent to Anrakuji, where Michizane was buried at, to build an enshrinement. This enshrinement was then named Tenmangū. A few centuries later the Kitanō Tenjin Engi Emaki was created, which retells this story.

While there were those who described him as a vengeful spirit, Tenmangū instead envisions him as a wrathful god punishing wrongdoers in an act of justice. As a result, Michizane is called by several other names, including “Raijin” (雷神), which means “Thunder God”. According to old beliefs, a thunder god is generally depicted having the guise of an oni (鬼, demon) with horns². According to the Zodiac signs, the combination of the Ox and Tiger signs refer to demons, both metaphorically (i.e. they point towards the unlucky north-east direction on the typical Zodiac chart) and visually (demons are usually illustrated having ox-like horns and wearing tiger fur loincloth). This goes back to Michizane being born in the year of the ox, which contributes to this image.

PERSONAL RELATIONSHIP WITH OXEN

There is a legend that Michizane had encounters with an ox, which may have been his guardian spirit in disguise. During his youth, Michizane found a baby ox wandering alone in a wooded area. Appearing to be lost or abandoned, he took it into his residence, where he nurtured it until it grew into an adult. At some point, just as it suddenly appeared in his life, this ox suddenly disappeared without a trace. While he wanted to set out to search for it, in the end he let the matter go. Fast forward to when he was exiled to live his life in Dazaifu in the south, Michizane would one day travel west to Dōmyōji (道明寺, Dōmyō Temple) in Osaka to visit a relative³. After parting ways, he set out to head back home when he was unexpectedly attacked by an assailant. Before harm could befall on him, a large ox suddenly appeared and drove the assailant away, saving Michizane’s life. Just as quickly as it appeared, this ox would disappear from sight in the same way.

One of the ways to interpret this story is that the baby ox was a spirit. Since Michizane showed kindness and helped raise it, this ox spirit in return acted as a guardian spirit. In a way, it is not so different from many other Japanese fabled tales of similar nature. Although it is just a legend, this contributes to Michizane’s ever-persistent connection with the ox Zodiac sign. On another note, while in this version of the story the color of the ox is not mentioned, I’ve heard another one, although very brief, where Michizane was rescued by a white ox. While I’m not sure if this is a variation of the story mentioned above, there is significance in the white ox to the Buddhist god Shiva, which the Tenjin of Tenmangū is loosely based off of.

AN OX’S STUBBORNNESS AS FATE

Another story is directly related what took place after Michizane’s death and the decision with what to do with his remains. In his final days, Michizane wrote a poem as part of his will that states “people should allow themselves to be pulled along in a wagon by an ox, letting it take us where ever it may desire, and to eventually be buried in the spot where it stops at”⁴. Following this as his last wish, those sent to bury his remains put it in an ox-drawn wagon, and had intended to carry it all the way to Heian Kyō (present-day Kyōto) in the west in a procession. During the journey, the ox suddenly stopped in the middle of the road, laid down, and wouldn’t move. They didn’t make it far, as they were still in the southern part of Japan. Despite efforts to get it to stand up and proceed again, the ox wouldn’t budge. With no other choice, They took Michizane’s remains to a near by temple called Anrakuji, and had it buried there.

At Tenmangū shrines, the underlining point of this story is that everything happened based on fate. Michizane was destined to be laid to rest in the south, and the ox was like a divine messenger to show where the burial spot should be. Interestingly, this is where Michizane was enshrined in the 1st Tenmangū shrine, thus being deified. Again we see the significance of the ox, whether we choose to view this as chance or by fate.

OX AS A SERVANT OF THE GODS

If we look at some of the stories mentioned above, we see the ox had a close role in the life of Sugawara no Michizane, as well as after his death. At the Tenmangū, the ox is often described as a “shinshi” (神使), which can stand for being a servant or messenger of the gods. According to Shinto beliefs, there are spiritual creatures who, acting on the will of the god(s) they serve, come down to earth to handle tasks they were assigned to. At times, humans may also view these spiritual creatures as gods themselves. They would take the guise of earthly creatures such as foxes, monkeys, birds, snakes, and centipedes. In the Tenjin faith of Tenmangū, the ox is the main servant.

From another perspective, the ox can also be viewed as a vehicle for the gods. In Eastern religions and beliefs, gods are depicted as coming down to Earth on the back of a divine creature. These creatures include boars, horses, and oxen. There are artwork that feature Michizane sitting on the back of an ox, although in these he is in his humanly form, as if to say he did this while he was alive. Since Michizane is deified and now recognized as the Tenjin, this is fitting.

ENDING

These are the majority of legendary tales from the Tenmangū. Bearing a lot of references to the ox, one can get an idea how important their underlining messages are especially when the ox Zodiac years come around. This here brings the 2-part series to a close. I hope readers enjoy this piece of history, and get an understanding about how intricately enwoven the Zodiac signs were with Japanese culture.


1) This is commonly written as “丑の年の丑の日の丑の刻”, which reads “ushi no toshi no ushi no hi no ushi no koku”

2) This is more in the vein of a divine demon, who is a guardian of Buddhism. Another way to describe this would be “onigami” (鬼神), or “demon god”.

3) This relative is stated to be an oba (叔母), which could mean aunt.

4) Although written in modernized Japanese, this is an interpretation of the poem:

「車を牛に引かせて、牛の行くままに任せ、牛の止まった所に葬ってくれ」

“Kuruma wo ushi ni hikasete, ushi no yuku mama ni makase, ushi no tomatta tokoro ni hōmuttekure”

Note that during the Heian period, ox-drawn wagons were popular among the populous, which may have had an influence on him writing this.

The Patron & the Ox: Legends of Tenmangū ~ Part 1

Continuing with the ox theme that coincides with this year’s Zodiac sign, I will introduce some interesting tales that relate to it through the famous Tenmangū (天満宮), which is the name of numerous Shinto shrines built around Japan. These shrines practice the Tenjin faith (天神信仰, Tenjin shinkō), a form of Shinto belief, which involves the worship of the Tenjin (天神). A significant point worth mentioning is that the Tenjin is Sugawara no Michizane, who was as an actual scholar and aristocratic that lived during the Heian period (794 ~ 1185). He was later viewed as a patron deified due to the many good things he did while he was alive, as well as the incidents that would later take place after his death that were then told as legends.

Today’s article will be the 1st of a 2-part series about Tenmangū’s fabled tales surrounding Sugawara no Michizane, and the persisting imagery of the ox. Before getting into those, part 1 will cover this individual’s actual history in order to better understand the roots of his legendary status.

LIFE STORY OF SUGAWARA NO MICHIZANE

Sugawara no Michizane was born in 845, which was the year of the Ox. The Sugawara was an elite family during the Heian period, at a time when noble families lived in or close to Heian Kyō, (present day Kyōto) the Capital where the Imperial Palace was built, and the golden age when foreign import contributed immensely to cultural development before Japan was turned into a military state by warring feudal lords. Michizane was privileged to receiving education in many topics, including Chinese classics, writing, archery, and poetry. It is said that he was very gifted in learning, as he demonstrated natural talent in both literature and military studies¹. As an example, Michizane would not only understand Chinese poetry thoroughly at the age of 11, but he also wrote his 1st poem at that age². Earning high honors, he would became a professor of literature at the age of 33.

A pic of Sugawara no Michizane.

Outside of education, Michizane was also talented in political matters, as well as a devotee of the Shinto belief. Eventually his career would involve working for the Imperial court. He not only proved to be a loyal subject of the court, he was also very close to 59th Emperor Uda, where he was heavily depended on as an advisor. He handled different tasks that helped Japanese society as a whole, including improving living conditions for the poor and maintaining Japan’s unique image while adapting foreign influences. Michizane also proposed many reasonable ways and solutions to handling foreign relations, which Emperor Uda truly valued. With his hard-working ethics and knowledgeable insight, he rose through the ranks, and inevitably achieved the title udaijin (右大臣), or Minister of the Right. This was one of the highest ranks achievable at the time, which was a great honor to him and his family. This title was matched equally by sadaijin (左大臣), or Minister of the Left, which was held by another aristocrat named Fujiwara Tokihira (藤原時平).

Speaking of which, at the time the Fujiwara were major players in the Imperial court, where they imposed their influence in many aspects politically. Although the Sugawara had a history of good relations with the Fujiwara, Michizane and Tokihira did not get along, where the latter would not treat the former well. In fact, there were other opposing noble families who were in favor of the Fujiwara, and were also jealous of Michizane’s seemingly unfaltering favor from Emperor Uda. Secretly, Tokihira and others conspired a plan that would expose him of abusing his power in an effort to rid his presence from the Imperial palace, and help elevate their family and peers.

When Emperor Uda retired and was succeeded by the 60th Emperor Daigo, Tokihira and others took a chance to put their scheme into action. They were successful in defaming Michizane, who would then be unfortunate of being stripped of his rank, and exiled from Heian Kyō by the new Emperor. Separated from his family, he was forced to reside in Dazaifu located in the south (present day Dazaifu City, Fukuoka).

Deprived of the wealth and loved ones, Michizane’s life in Dazaifu was hard, yet he maintained his dignity and continued to present himself as a good example by continuing with scholarly studies, and devoting his time in worship for the sake of the safety of the Imperial family and the nation of Japan. He spent the remainder of his years there, and would pass away in 903. Shortly after, his remains were buried at Ankakuji, not too far away from his residence. Years later, as Michizane’s former detractors started to die due to diseases and freakish accidents, the Imperial court would exonerate him from all crimes he was judged to have committed, bestowed upon him his former ranks, and ordered for Tenmangū to be built at Ankakuji to enshrine his remains, which would in turn make him a deity — all as a means to appease what was believed to be his vengeful soul.

Today, many go to the Tenmangū to pray for academic success, since Sugawara no Michizane is viewed as a god of learning. Despite facing slander and hardship towards the later part of his life, his life story, which includes his achievements, were recorded and preserved, which in turn makes him a revered individual, and one that inspires all that visit these Tenmangū shrines. Visitors can also see large bronze statues of an ox at some of these shrines, which is also plays a significant role in several tales related to Michizane’s story.

ENDING

This is how Sugawara no Michizane’s history closes, as well as concludes part 1. In the following article, we will review different tales and legends that paint vivid pictures of Sugawara no Michizane, as the Tenjin, being an auspicious, as well as the ox being like a divine creature.


1) Essentially the standard structure for learning during the Heian period, which is called bunbu ryōdō (文武両道).

2) Below is the poem he wrote:

「月夜見梅花 月輝如晴雪 梅花似照星 可憐金鏡転 庭上玉房馨」

In his poem, Michizane describes how the sweet-smelling flower garden made up of plum blossoms (ume [梅] in Japanese) looks radiant in the bright moonlight like stars, similar to how snow sparkles in the sun rays.

The Genealogy of Tokugawa Ieyasu & The Advantages when Claiming Power

During a research project a while ago, I came across an interesting point regarding Tokugawa Ieyasu, the feudal lord to unify all of Japan in the early 1600s, and first shogun of the Tokugawa Bakufu (徳川幕府, Militaristic rule of the Tokugawa clan). I came across notes online that state he would have himself addressed as “Tokugawa Minamoto Ieyasu” (徳川源家康) within some administrative-related letters and documents¹. For those who are familiar with the earlier years of Japanese history should know about the Minamoto clan, which was a powerful clan with nobility roots to the Imperial family, and greatly recognized for their prowess in military campaigns by a few exemplary individuals from the Heian period to the Kamakura period. What is this significant link that the Tokugawa family have with this clan?

Before modern Japan, it was commonplace for people to change their names. There are numerous reasons for this, such as to represent one’s (new) living area, job title, adoption into a new family, rise in status, and so on². In most cases, an explanation is given in surviving documents, whether it be in the form of a diary, family records, of official papers. In some of these cases, however, are critical disputes on the validity of these documents and their claims.

For this article, we will look at Tokugawa Ieyasu and the story behind the lineage he established. This ranges from his own personal history, the factors in which prompted him to take on a new name, as well as his family line’s connection to the Minamoto clan. Some of the sources used for this includes the following:

GENJI – MATSUDAIRA STORY

Ieyasu was born in the Matsudaira family, who were from Matsudaira Village in Kamo District of Mikawa Province (present day Matsudaira Town, Aichi Prefecture). The Matsudaira family were an influential one, who would eventually gain full control over their domain for many years once there was no one to challenge them. After becoming shogun and establishing the Tokugawa Bakufu in the early 1600s, Ieyasu presented a genealogy for his family line, which illustrates the Matsudaira line was started by Matsudaira Chikauji (松平親氏). This Matsudaira Chikauji is stated to have a link to the Seiwa-Genji lineage (清和源氏), which is but one of the different lines that have ancestry to the noble Genji clan.

Some points to understand regarding this Seiwa-Genji line:

  • This line descends from the 56th successor Emperor Seiwa, making it the most powerful of all the other Genji lines.
  • All Genji lines originate from the Minamoto clan, a family of nobility whom were once one of many imperial families during the Heian period.
  • While they have a long history, the Minamoto clan are especially renown for their on-going struggle for power against the Taira clan which eventually lead to victory within the late Heian period (794-1185).
  • One of the main representatives of this Seiwa-Genji line is Minamoto no Yoshiie (源義家, 1039-1106), who is viewed as a legendary figure being the role model for the brave, armor-clad warriors whom would later rise and establish Japan into a military state.

Here’s an explanation of Tokugawa Ieyasu’s claim to the Seiwa-Genji link. His ancestor, Chikauji, is a descendant of the Serata³ clan, which split from the Nitta-Genji (新田源氏) line (another branching line from the original Seiwa-Genji). The Serata clan left the Nitta Manor in Tokugawa Village (新田庄徳河郷), and later established their own home in Serata Village in another part of Tokugawa (世良田郷徳河) within Ueno Province⁴. According to different sources, early in the Muromachi period (1336-1573), Chikauji and his father Arichika (有親) fought alongside with others against the Kamakura bakufu within the Shinano area in eastern Japan. They were on the losing side, and had to flee from the pursuit of Ashikaga Takauji and his force. Not being able to return to their homeland, they escaped to Sagami Province. Reaching the Shōjōkō Temple, Chikauji took vows there to become a Jishu sect monk under the name “Tokuami” (徳阿弥)⁵. Later, he would travel to Matsudaira Village in Mikawa, and became a member of the Matsudaira family through marrying the daughter of Matsudaira Taro Saemon. Thus, Ieyasu’s claim is that his blood line directly comes from Minamoto no Yoshiie through Chikauji, as well as past generations were known as “Tokugawa” due to Serata Village being in Tokugawa.

Above is a genealogy chart I’ve prepared that illustrates the generations that progresses from Minamoto no Yoshiie all the way to Matsudaira Chikauji. It also includes how certain individuals changed their surname generally based on the geographical location they were living in, which led to the establishment of new branching family lines. Some of them even did this multiple times. If we look at Chikauji at the bottom of the 2nd image, he too is a prime example of switching surnames. Apparently he went by “Tokugawa” at one point when he was residing at Tokugawa Village, while he would eventually switch to Matsudaira.

IEYASU AND HIS CHANGE TO TOKUGAWA

Looking into Tokugawa Ieyasu’s personal history, he went through a period where his identity changed in stages before establishing the Tokugawa shogunate and ruling all of Japan. As a summary, he was known by the name of Takechiyo (竹千代) during his childhood. When he was given his ceremony of adulthood at the age of 16⁶, his given name 1st changed to Motonobu (元信), then later to Motoyasu (元康) while working under Imagawa Yoshimoto, but kept his family name “Matsudaira” the same. He inherited the role of the 9th head of the Matsudaira clan, yet didn’t spend much of his life with them in Mikawa after the age of 6, for he was sent away as a hostage⁷ by his father, Matsudaira Hirotada. He was 1st under the care of Oda Nobuhide in Owari Province for 2 years, then later sent to his intended caretaker Imagawa Yoshimoto in Suraga Province, who lorded over Mikawa. Eventually, he would gain complete control over Mikawa when Yoshimoto died during the battle of Okehazama in 1560, which was the final of the ongoing war this individual had against the ambitious warlord Oda Nobunaga. His military career truly took off under the title of Matsudaira Motoyasu, and would continue especially after his identity undergone yet another change.

Artwork of Tokugawa Ieyasu as Shogun. From series “Mikawa Eiyuden” ( 三河英勇傳, The Great Heroes of Mikawa Province) by Utagawa Yoshitora. From Wikipedia.

In 1563 he would alter his first name, from “Motoyasu” to “Ieyasu”. 3 years later, he would then change his family name from “Motoyasu” to “Tokugawa” as an official title from the Imperial court. While it is very common to have one’s family name changed in relations to receiving an official rank with some sort of back story, there is none whatsoever in Ieyasu’s case at the time. It would be many years later during the 1st year of the Edo period that Ieyasu would reveal that in his family’s genealogy, which traces back to the Serata clan, there were a few individuals who bore the name Tokugawa. It is through this connection that he believed it was best to reinstate this name. Some researchers question this as there was no mention of this in his earlier years, especially from someone who grew up away from his own clan members during his youth. Another interesting point that is mentioned is that members of Ieyasu’s Matsudaira clan did not change their family name to Tokugawa after his rise in power, but did not hesitate to use this surname when needed.

QUESTIONING THE AUTHORITY TO POWER

By setting up the new Tokugawa bakufu in Edo (present day Tokyo), Tokugawa Ieyasu was able to establish rules, regulations, and territorial development process throughout Japan. Official documentations were also transcribed, which were used to retain all sorts of important information. Some examples of these are the Mikawa Monogatari (三河物語), which is a documentation of historical tales and accomplishments regarding families from Mikawa including the Matsudaira/Tokugawa, and the Kansei Chōshū Shokafu (寛政重脩諸家譜), which is a collection of many different genealogy, including that of land owners and military families. In these we can see the genealogy of Ieyasu, which claims an ancestral link to the Minamoto clan through the Seiwa-Genji line.

Despite these documentations, historians and researchers are skeptical about this claim. Some of these arguing points include the following:

  • There is very little concrete info on those individuals who come before Chikauji
  • There is no evidence of a Serata member migrating to Mikawa, let alone it being Chikauji
  • Outside of Ieyasu’s genealogy claim, there are no other details regarding a family lineage presented by other Matsudaira members

There isn’t much solid proof of where such a well-detailed genealogy comes from. Taking his historical account into consideration, Ieyasu didn’t spend a lot of his time in Mikawa, let alone amongst his Matsudaira clan members. This isn’t an unusual case, to be honest. There are even some questions regarding those that come after Chikauji in this genealogy, but for this article I will refrain from discussing those, as they don’t have the same weight as the ones mentioned above. What’s interesting to note is that Imagawa Yoshimoto, Ieyasu’s primary care taker in his early years, also claimed a link to the Seiwa-Genji lineage. Possibly this is where Ieyasu got the idea from and decided to follow suit?

If there is solid ground for skepticism, what would be the benefit of fabricating a lineage? Understand that after military rule was established by Minamoto no Yoritomo as the 1st ruling Shogun during early Kamakura period (1185 ~ 1333), not just anyone could simply use force and claim the title as “shogun”. It had to be acquired through the following 2 points:

1) Appointed by the Emperor

2) It could only be given to those of (according to very old beliefs and fables) “noble families that were descendants of the gods that created Japan and the world”

While we will not delve into the specifics of the 2nd point, we can sum this point up by the fact that the Minamoto clan, like many other noble families, was established with the proclamation of ancestry under a specific god, thus their connection with the Imperial court bearing the status of nobility. This link to nobility, along with other factors, is what granted Minamoto no Yoshiie the qualification to be appointed as shogun by the Emperor during his military career⁸. It is not hard to see the advantage of claiming rights to rule as Shogun through a link to the Seiwa-Genji lineage.

Claims to nobility wasn’t something that only Ieyasu took advantage of, for there were others before him who used the same proclamation to acquire the shogun title. For example, the Ashikaga clan, whom had a long line of shogun successors throughout the Muromachi period (1336 ~ 1573), also did the same and claimed ancestry to the Seiwa-Genji lineage. Toyotomi Hideyoshi also dabbled in such play of claiming a link to nobility, for when he was able to rise to the top through superior military strength over his adversaries, he was initially faced with an issue that would prevent him from becoming shogun. The son of a lower class family, Hideyoshi was not born with a noble surname, meaning he had the blood of a mere commoner. To rectify this situation, he was advised, as well as permitted, to be adopted by an Imperial court noble named Konoe Sakihisa. Through this newly-established noble link, Hideyoshi was allowed to receive the title shogun from the Imperial court.

CONCLUSION

This research on Tokugawa Ieyasu’s claimed genealogy, along with the critical disputes against it is an interesting one. It gives a glimpse of methods those who have the means can use in order to secure their position to achieve success or claim power. Even though this matter is centuries old, researchers still take the time to examine just how real the roots of the unifier of Japan truly is in order to understand the history of his ancestors…that is if any traces of it can be discovered. It’s but one of the many ways to learn about the past and understand Japan when society was structured very differently from modern times.


1) In a related topic, the online edition of Sankei News reported about a letter written in 1586, where Tokugawa Ieyasu used the title addressed as “Fujiwara Ieyasu” (藤原家康) in 1586. It appears that along with the surname change to “Tokugawa”, Ieyasu initially wanted to elevate his status even higher through an ancestral link to the Fujiwara family. For those unfamiliar with this, the Fujiwara family were elite to the point that they were not only the most influential in the Imperial court, but they also had control of the Imperial house behind the scenes through manipulating which member of the Imperial family would be the next successor. Toyotomi Hideyoshi, Ieyasu’s predecessor, was another who used the Fujiwara surname at times after he established himself with a noble lineage.

You can see the actual news report here.

2) One of the more interesting cases I’ve heard is that some people would change both their given and family names if they feel their current ones are unlucky. To improve their luck, changing them to ones that are more appealing in meaning is a route that is seen as beneficial.

3) Also pronounced as “Serada”

4) The kanji (Chinese-bsed characters) for “Tokugawa” uses an older way of writing. There are different ways in which this name has been written throughout the ages. Here are the following:

  • 徳川 (most familiar)
  • 徳河
  • 德川
  • 得川
  • 禿川
  • 禿河

5) This is explained in the “Mikawa Monogatari” (三河物語). There is a slightly different take on this in an earlier publication called “Matsudaira Yuishogaki” (松平氏由緒書). This too presents descriptions regarding the Matsudaira genealogy, but for Chikauji’s case he is not written to have been a monk. Instead, he left his hometown on a solo journey across the lands like a wanderer. Because of this, there are beliefs that this part about him becoming a monk is a fabrication, and added to later documentations.

6) This is known as “genpuku” (元服) in Japanese.

7) This “hostage” case is very common throughout Japan’s history. Different from the idea of kidnapping by force, in many situations a clan that is controlled by another more powerful clan would send family members to reside with them. While these members are given to fulfill a particular need by the powerful clan, the gist of it is to keep those family members in order to control the lesser clan. There are also many political usages behind this.

8) Before the establishment of military rule, the title “shogun” had a slightly different nuance, along with a different manner of entitlement. During the Nara and Heian period, certain renown warriors who were recruited to deal with supposed threats (i.e. “barbarians” and “villains”) to the Imperial palace and the aristocratic governing system would be given this title. In Minamoto no Yoshiie’s case, his complete title was “Chinjufu Shogun” (鎮守府将軍), which has the full meaning of “Commander-in-Chief of the army which pacifies threats from the North”.

The Strategic Prowess of Takigawa Kazumasu ~ Part 2

We continue with our coverage on the history of Takigawa Kazumasu. In the part 1 we learned about his childhood, birth family, the start of his military career under the servitude of Oda Nobunaga, and his engagement in the campaign to control Northern Ise. Part 2 will further cover Kazumasu’s many exploits as an active instigator during this campaign, which led to numerous conflicts with the Kitabatake clan and their allies.

PASSIVE VICTORIES

After making the necessary preparations, Takigawa Kazumasu and his force resumed their assault on Kusa castle. Kazumasu instructed his troops to take more drastic measures to pressure the defending Kusunoki Sadataka to surrender by burning not only the rice fields within the area, but also to set ablaze the local temples and neighboring forts¹. This action was excessive, but the reality was that Kusu castle was a mere pebble in the way of something bigger; Oda’s forces’ main objective was to occupy key areas of geographical importance. Merely driving out low-status clans whom were loyal to the Kitabatake clan from their castles to strengthen their hold in Northern Ise was a temporary task, although necessary.

An ukiyoe of Takigawa Kazumasu from the series “Taiheiki Eiyūden” (太平記英雄傳, Heroes of the Great Peace) by Kuniyoshi Utagawa. Here he is called “Takigawa Sakon Katsumasa” (辰川左近勝政).

In a turn of events, Kusunoki Sadataka and other occupants evacuated the castle, leaving it open for immediate capture. With this area no longer a threat, Kazumasu reported back to his lord Oda Nobunaga. Having accomplished his tasks, he was ordered to take a defensive position with is troops and occupy the recently captured Kanie castle while Nobunaga and his other retainers continued to lay siege on other territories.

In the 2nd month of 1568, Kazumasu went back to work in the front lines as the campaign to conquer Northern Ise continued. Many of the powerful families² were targeted for the majority of the year, with exceptionally good results. He assisted in carrying out the immediate plan of besieging the remaining still of these families, as the Oda army captured these castles, which included Nakano castle, Nishimura castle, Hazu castle, Mochibuku castle, Ōyachi castle, Isaka castle, Ichiba castle, Hikida castle, Hironaga castle, and Komukai castle. Many of these families surrendered or defected over to the invaders’ side.

Later that same year, Kazumasu laid an assault on Kannonji castle in Ōmi province. This castle was occupied by Rokkaku Yoshikata. He was abandoned by his supporters, so he surrendered quickly. Despite losing the battle, Yoshikata was spared since Kazumasu understood that he was a countryman of his³. Soon afterwards, Kazumasu led his troops towards the neighboring Chigusa castle, which was controlled by Chigusa Tadaharu, Yoshikata’s. Tadaharu was surely a bigger target, for he not only had more influence within his immediate area, but his clan had a long-standing relationship with the Kitabatake clan for several centuries. Yet, when it came time to face the invading enemies, he could not put up much of a resistance, which allowed Chigusa castle to fall before the might of the Oda army. Tadaharu immediately retired into priesthood in order to run away, leaving his son Matasaburō as the new successor of their family. Matasaburō cooperated with Kazumasu and pledged his allegiance to Oda Nobunaga, but this was refuted due to opposition from Rokkaku Yoshikata, thus leading to the unfortunate young successor of the Chigusa family being executed⁴.

WEAKENING THE KITABATAKE

In 1569, Takigawa Kazumasu continued to take a lead role in Oda’s force as they made their way to confront Kitabatake family, who were stationed further out east in Northern Ise in an area called Kuwana. The main influence in Northern Ise with a great military strength, the Kitabatake family also have a strong ties to the Imperial court. At the time, the family was headed by the Kitabatake Harutomo, who was the 7th successor. So, for Nobunaga to neutralize their presence physically and politically would do wonders for his own career. In preparation for this, Nobunaga had Kazumasu put in motion a scheme to acquire Kozukuri Tomomori, the lord of Kanbe castle. Tomomori was in a very special position for he had very close ties to the Kitabatake family not only due to his marriage with one of the members’ daughters, but was the adopted father of Harumoto’s 3rd son. With the intent to gain Tomomori’s support without having to go to battle, Kazumasu was able to recruit Genseiin Shugen⁵, a member of the Kozukuri family, as an insider, and used him to spread rumors regarding the Oda force to Tomomori to cause unrest and doubt. Falling under pressure, Tomomori submitted without a fight. Through Shugen’s unwavering assistance, the Kozukuri were slowly be swayed to side with Kazumasu and Nobunaga.

An old map showing most of Ise Province. The Kitabatake family were located in Kuwana (circled in red), which was by the eastern edge of Northern Ise. Oda Nobunaga and his army entered from the western border of Northern Ise. From the “Mori Yukiyasu Database” of International Research Center for Japanese Studies.

To ensure control of this new key asset, Nobunaga had his 3rd son adopted by Tomomori through marriage with one of his daughters. Through this union, he became one of Nobunaga’s retainers. As a domino effect, close allies to Tomoyasu would in turn submit to the Oda force and switch sides, such as Mine castle lord Mine Chikuzen-no-kami, Kō castle lord Sado-no-kami, Inō castle lord Inō Kageyuu Saemon, and Kabutō castle lord Kabutō Sakyō-no-suke.

TAKIGAWA’S AGENT WITHIN ENEMY WALLS

Kazumasu would continue with this scheme of psychological warfare from within through Shugen, who would use a similar strategy on his older brother Kozukuri Tomoyasu, lord of Heki castle. This too would conclude in success. In a similar fashion, Kazumasu would help to acquire yet another ally of the Kitabatake, which was Nagano castle lord Nagano Tomofuji, This time around he used a plot to gain influence within, which in turn caused him to turn and force an attack on neighboring Hosono Fujiatsu, a very strong retainer of the Nagano family who controlled Anō castle. Tomofuji would lose against Fujiatsu, thus causing him to flee from Nagano castle. In the end, he defected over to Oda Nobunaga, who in turn ensured his loyalty by having his younger brother, Nobukane, marry into the Nagano family.

In another incident, Takigawa Kazumasu was able to add yet another ally from the Kitbatake’s side without having to go into battle. Kozukuri Tomomasa, lord of Kozukuri castle, was prepared to go to battle with the invading Oda force in the 5th month of 1569. He amassed an army of 1000 troops, and took the defensive by fortifying Kozukuri castle in order to hold ground. With the need of increasing their overall control of Ise Province, Kazumasu sent Shugen to convince Tomomasa peacefully work with the Oda force. Shugen, who was accompanied by a high-ranking retainer of the Kozukuri family named Tsuge Yasushige, had yet again proven his worth through this successful ploy, so Kazumasu rewarded him by adopting him into his family, which also included him having one of Kazumasu’s daughters become his wife. Through this new familial union, Shuge’s name changed to Takigawa Katsutoshi (滝川雄利).

Picture of Kitabatake Tomonori. From Wikipedia.

While the Oda force was having a string of successful routs of any opposition primarily through having their enemies defect to their side, one individual would eventually try to throw a wrench into Kazumasu’s near-perfect schemes. Kitabatake Tomonori, who was at the time lending support to Okawachi castle in preparations for a possible siege, heard news about the Kozukuri family, along with their close allies, defecting to Oda Nobunaga’s side. Enraged, he took immediate action and had the daughter of Tsuge Yasushige executed⁶. This was a devastating blow in response to the now severed relations between the Kitabatake clan and Kozukuri clan. Later, within the same month, Tomomori would mobilize an army and target Kozukuri castle, where Kazumasu and his newly acquired allies were currently located. Tomomori would have this castle completely surrounded, poised to terminate those deemed as enemies of the Kitabatake and their hold of Northern Ise. How will Kazumasu manage to escape this new predicament he’s fallen in?

ENDING

Takigawa Kazumasu was a critical component in Oda Nobunaga’s Northern Ise campaign, primarily for his strategic approach in claiming key points not just through force, but through the use of passive ploys behind enemy lines. Will this hold up to the very end? Stay tuned for part 3, where we’ll see what takes place when Kazumasu and the rest of the Oda force finally reach their goal and confront the Kitabatake family.


1) In another account called “Jōha Fujimi Dōki” (紹巴富士見道記), it is written that the reason behind the fires was to repel attempted attacks from the Ikkō Ikki, which was a band of rebels united under the lead of Buddhist sects. To prevent them from getting in their way, the Oda force set ablaze their homes and temples in Nagajima. It is possible that, from hearing about such a devastating action, Kusunoki Sadataka became dishearten and retreated from Kusu castle.

2) These families are often labeled as the “48 Nobles of Northern Ise” (北伊勢四十八家, Kita Ise Yonjuuhachike)

3) Kōka, Takigawa Kazumasu’s birthplace, is also an area in Ōmi Province. This is quite a significant point, as the Rokkaku clan had an ongoing agreement with the many families in Kōka to support one another.

4) The root behind this supposed betrayal is most likely due to a souring relationship between the Rokkaku clan and Chigusa clan, possibly existing since their 1st encounter. Prior to the siege by the Oda force, Chigusa Tadaharu had clashed with the invading Rokkaku clan in 1555. Tadaharu and his force were able to subdue the Rokkaku clan, making them his underlings. To ensure loyalty, the Rokkaku clan had their retainer, Gotō Katatoyo, present his younger brother as an adopted son to childless Tadaharu. As the potential heir of the Chigusa clan, this boy was given the name Chigusa Saburō-saemon.

A few years later, Tadaharu would have a maternal son, who was named Matasaburō. His foster son was still under the expectation of becoming the next successor of the Chigusa clan, as he was much older and believed to have been adopted for that sake. However, when Matasaburō became older (possibly preteens?), Tadaharu announced that his maternal son would be next in line. Saburō-saemon tried to object, but was later chased out of the castle. Rejected, he sought refuge at Rokkaku castle, where he would receive asylum. It may be safe to say that due to Saburō-saemon being from the Gotō clan, and the apparent breach in the agreement his clan made years ago with Tadaharu, Yoshikata may no longer had seen eye-to-eye with the Chigusa family, thus the reason he swayed Takigawa Kazumasu to not spare Matasaburō.

5) This individual has a rather complex story, even from his origin. Although a member of the Kozukuri household, disparaging sources state that it’s either due to a maternal link, or through adoption from another family, speculated to be Tsuge (柘植) family. Furthermore, At the time of meeting Takigawa Kazumasu he was a monk who went by the Buddhist name “Genseiin Shugen” (源浄院主玄), although in some sources he is also called “Kozukuri Shugen”.

6) In some sources, it is said that Tsuge Yasushige’s wife and daughter were both executed.

The Strategic Prowess of Takigawa Kazumasu ~ Part 1

There are many recordings of historical figures that were active during Japan’s Sengoku period. Normally stories of significant figures are readily available, but what about those who may be considered “minor” individuals yet were major players that influenced historical events? This year, a goal of mine is to cover more stories about historical figures that do not have a great deal of info in English. To start things off, this article will be about a military commander named Takigawa Kazumasu.

Who is this individual? Within Japanese history books, Takigawa Kazumasu (滝川一益)¹ is primarily remembered as the 36th retainer of the once powerful Oda Nobunaga, but it should be noted that he rose in the ranks very quickly, and became one of Nobunaga’s most reliable retainers. Even after Nobunaga’s death, Kazumasu would continue to earn merits while serving other feudal lords. In terms of his personality and traits, we learn from recorded military accounts that he was a crafty commander who utilized many tactics, some more indirect than others, to ensure victory on his side. This included psychological warfare, quick assaults and retreats, and secret raids. Kazumasu was especially fond of taking part in establishing kinship in order to gain increased support, even with those who were on the opposing side. Talented in the politics of warfare, as not only did he approach enemies with tact, he was also relied on to handle diplomatic encounters. Overall, he was talented in a variety of situations.

LOOKING AT THE BEGINNING

Kazumasu was born in 1525, and was from Kōka District, Ōmi Province (present-day Kōka City, Shiga Prefecture). His original name is said to have been Kyusaku (久作) before it was changed to Kazumasu during his military career. Other names include also Takigawa Sakon Shōgen (滝川左近将監)². In terms of parents, what is known is that he was the son of a man that is believed to have used either the name Shigekiyo (資清) or Ichikatsu (一勝). Shigekiyo was known to come from a prominent family in Ōhara Village of Kōka District, Ōmi Province, and was once lord of Taki castle.

While he is of the Takigawa family³, Kazumasu also has ties to the Ōtomo clan (大伴氏). This is possibly due to the fact that one of the Takigawa clan’s family crest, the tomoe (巴), is the same as the Tomo clan within the same Kōka Province. Ōtomo is a descendant line of the Tomo line, so speculations are that the Takigawa have an ancestral connection in this manner, but this is not 100% confirmed yet. It is also speculated that the Takigawa family has connections with a few other older family lines, such as the Ki clan, and the Kusunoki clan. It is still uncertain whether or not this is through a blood connection.

As a young kid, Kazumasu is described as having a strong, spirited personality, but was raised with bad manners. It seems he may have rebelled against the tight-knit ways of his fellow residence in Kōka District and caused trouble along the way. At some point, he left his hometown under one of two scenarios. The first is said that he opposed the “all as one” pact that was the predominant stand all the families lived by there. The second is that, through an ongoing dispute with the Takayasu clan, Kazumasu killed one of their members. Supposedly this incident forced him to flee Kōka, as he was sought out by the rest of the Takayasu members of Taki castle.

ESTABLISHING TIES

Before his inevitable departure, Kazumasu had acquired some valuable warfare skills, as he learned how to use the latest military weapons during his youth, such how to operate and shoot various types of guns. This may have been used as a selling point for him as he wandered around in Japan, looking for a place where he could find suitable work under a prominent employer. He would eventually do so, and it is believed that a sibling of his father named Takigawa Tsunetoshi helped with this. From time to time, Kazumasu would visit Tsunetoshi and show off his shooting skills. Around 1558, Tsunetoshi spoke highly about his nephew’s impeccable accuracy with a rifle to members of the Ikeda family, which he had married into. Ikeda Tsuneoki, who was a retainer of Oda family, excited by such claims, requested that he meet him. After establishing contact, Tsuneoki introduced this remarkable gunner to his lord, Oda Nobunaga, who would then request a demonstration. As requested, Kazumasu shot at several targets, hitting each of them with pinpoint accuracy. Pleased with what he had witnessed, Nobunaga took him in and made him one of his retainers. This was a fortunate opportunity for him, as he was able to align himself with the warlord of Owari Province that would later make a huge impact in his trek to conquer Japan.

In 1560, Nobunaga tasked Kazumasu with his first military task, which was participating in the first wave of attacks against the warlord of Suruga Province, Imagawa Yoshimoto, during the battle of Okehazama (桶狭間の合戦) . This battle represented the power struggle that warlords of different areas went through as they contested their might against one another, as Nobunaga made attempts to extend his range of control in the eastern part of Japan. In the long run, Nobunaga and his force were able to defeat Yoshimoto, and claim much of the territory in Suruga Provence. This was only the beginning for them, as key locations were targeted in order to strengthen their growing power and continue to contend with other potential feudal lords trying to claim absolute power as well.

A 3-panel woodblock print depicting the battle of Okehazama. Oda Nobunaga and his force are shown in the farthest right panel, while Imagawa Yoshimoto and his force are in the farthest left panel. From Wikipedia.

Within the same year, Nobunaga took action to move into Northern Ise through stationing his force at Kanie castle in Owari in 1960. This was possible through the funding from Hattori Tomosada, who was lord over the Nagajima castle of Ninoue in Owari. Initially, Tomosada was given command of Kanie castle, but later was driven out. In his place, Kazumasu was made lord of this castle, which allowed Nobunaga to claim control over one of the 5 major areas in Northern Ise.

SIGHTS ON ISE

For several years, Oda relentlessly set military campaigns throughout Northern Ise, and claimed as much as he could in order to subdue Ise Province as a whole. Takigawa Kasumasu was very active during these campaigns as part of the reserve corps. He had firsthand experience in many of the skirmishes that took place in various territories such as Kaga, Tanba, and Harima as he was assigned to mobile assault forces, which had to infiltrate these territories. An interesting note is that Akechi Mitsuhide, one of Nobunaga’s well known retainers, was recruited around the same time as Kazumasu, possibly under the same conditions of being skilled with rifles. During these infiltration missions, it is said that Mitsuhide also took part in these.

As an example, in the 2nd month of 1567 there was a push to establish suitable grounds in a campaign to subdue the Kitabatake clan, who had major control over northern Ise. Kazumasa, leading a force of 4000, was part of a scheme that targeted the Ueki, Kimata, and Fukumochi families. To start, Kazumasu placed Akechi Mitsuhide into his ranks⁴. This was due in part to Mitsuhide’s connections with a monk named Shōei, who is formally from Ise⁵. Being able to acquire Shōei’s assistance, Kazumasu used him to help in negotiations with certain opposing groups to side with Oda’s forces. Such actions proved very effective in the long run, which not only Kazumasu put into practice, but even Nobunaga as well, which is illustrated in the next paragraph below.

A map of Japan, with Ise Province in red. Northern Ise is in the upper area of Ise Province.

In the same year, Oda Nobunaga laid siege with his main force on Inabayama castle of Mino Province. This castle, along with the area of Mino, was under the control of Saitō Tatsuoki. This is not the first time Nobunaga has targeted this area; a key location in his campaign to control Ise Province, he has tried several times to defeat Tatsuoki and claim both the castle and Mino Province as his own. This time around, Nobunaga was able to gain the upperhand through having local loyalists to the Saitō family side with him, such as Inaba Yoshimichi, Ujiie Naomoto, and Andō Morinari. Gaining cooperation and necessary secrets from those defectors, Oda’s force used a ploy where they bore flags that had the Saitō family’s crest on them as they laid siege. Not being able to distinguish friend from foe, Saitō Tatsuoki was driven out, and retreated to Nagajima of northern Ise by boat. Nobunaga would then rename this castle as “Kifu castle” (岐阜城, Kifu jō).

In the 8th month of 1567, Kazumasu was part of the vanguard of Oda’s main force of 3000 as they marched towards their next target, Kusu castle⁶. At this time, the Kusunoki clan were in control of this castle, with Kusunoki Sadataka acting as the young castle lord⁷. For this battle, Kazumasu was given full command of the troops. He had the assistance of a few other important figures, such as other retainers like Ikeda Tsuneoki, as well as gained support from Kusunoki Masamori, a member of the opposing family that controls Kusu castle, by converting him to Oda Nobunaga’s side⁸. However, despite having a larger army and additional help, Kazumasu and his force were unable to capture Kusu castle, for Kusunoki Masamori too had additional help. For example, Yamaji Danjo, lord of the neighboring Takaoka castle just south of Kusu castle, was able to help defend Kusu castle, and turning the tide of the battle in their favor. In the long run, Kazumasu and his force had to turn back and retreat, but this wasn’t because they were completely defeated. Instead, Kazumasu wanted to regroup, analyze the situation, and try again. Will they be successful in the next round against his younger opponent, Kusunoki Sadataka?

FACT CHECK #1: INFLUENTIAL STRENGTH

Let’s take a moment to examine the main individual of this article. When evaluating Takigawa Kazumasu’s military career in history-related sources, it is often pointed out how quickly he rose in the ranks to being a vital asset in Oda Nobunaga’s successful rise in power. Along with his tactical sense on the battlefield, Kazumasu is also viewed as a competent advisor. As an example, he was given room to speak on military campaigns early in the years after his employment. For example, he was allowed to voice his opinion to his lord Nobunaga regarding the expansion into Northern Ise Province. In order to get the Kitabatake clan to submit, Kazumasu mentioned the importance of occupying Kuwana and Nagashima. He stressed that this would not only gain them access to other lands within Northern Ise such as as Mino Province, but such a move would grant them a better geographic advantage when going up against the Kitabatake clan and their supporters. This display of strategic oversight must’ve been to Nobunaga’s liking, for it would influence Kazumasu to have more opportunities like this.

Along with trust in his perspective on military strategy, Takigawa Kazumasu also was trusted with diplomatic matters. This is evident when he was sent to ensure the contractual acquisition of Matsudaira Motoyasu⁹. This was important because Motoyasu was a retainer to Imagawa Yoshimoto. in 1560, after the death of his lord Imagawa Yoshimoto, Motoyasu and his Matsudaira clan were the only other powerful force that could contest for Owari, yet he did not at any point oppose or challenge Nobunaga. For the span of almost 3 years, there were several contacts made between the two regarding joining forces, but nothing came of these. Finally, in 1563 Motoyasu made to trip within Owari to Nobunaga’s Kiyosu castle in Kasugai District, where he would make his official pledge to serve the Oda clan. As witnesses, Tominaga Tadayasu (a brother to Motoyasu through marriage) and Takigawa Kazumasu were present, and added their seals to the contract that was made to seal the deal¹⁰.

ENDING

Looking at his history from the beginning of his life up to this point, Takigawa Kazumasu had a slow start with his military career (he gains employment over the age of 30), but the merits he gained are plentiful in such short time. We come to the close of part 1. Stay tuned for part 2, where the story continues with Takigawa Kazumasu’s siege on Kusu castle, along with following battles that will eventually conclude the chapter on Ise Province.


1) In sources another pronunciation for his given name is Ichimasu.

2) In this case, the kanji “滝” (taki) is at times replaced with “辰” (tatsu), but still retains the “taki” sound

3) Speculations are that Kazumasu’s family name was originally Takayasu (高安). However it was changed when Kazumasu’s father Shigekiyo became lord of Taki Castle (滝城). At the time, Shigekiyo went by the name Takayasu Norikatsu (高安範勝).

4) It is thought that early in his military career, Akechi Mitsuhide was not a direct retainer of Oda Nobunaga, but would be so at a later time. Thus the reason why he labored under other generals such as Takigawa Kazumasu.

5) There seems to be a slight discrepancy with this. There are 2 individuals who bear the name “Shōei”, although the kanji in their names vary abit. In many Japanese sources the Shōei mentioned bears the kanji “勝恵”. This was a Buddhist monk of the Jōdō Shinshu sect who helped to establish Hongan Temple (本願寺, Honganji) along with other many monks from Eastern Japan. He was born in 1475 and passed away in 1557. Going by this date, he could not have been alive during Oda Nobunaga’s campaign to control Ise Province.

The other Shōei would be the one who uses the kanji “証恵”. He is the grandson of the 1st generation Shōei mentioned above. This Shōei was born & grew up in Nagajima, which is within Ise Province. It could be that he was the one who had some connection with Mitsuhide Akechi…except that his date of death is 1564. This is 3 years before the time he’s stated to have been recruited. Could it be that the date of death for both individuals named Shōei is wrong? Was there another Shōei that wasn’t recorded? Or was it a completely different person?

6) In some sources, it is said that this is also called Kusunoki castle. This is most likely true, as the kanji “楠” for Kusu can also be read as “Kusunoki”.

7) Kusunoki Sadataka is recorded as being 19 at the time, compared to Takigawa Kazumasu who was in his early 40s.

8) The full details of Kusunoki Masamori’s switch from the Kitabatake’s side to the Oda’s side is not fully described. However, it seems that this was a permanent switch due to Takigawa Kazumasu’s influence, or of some other connection. In fact, their connections will go so far that years later Masamori will marry the daughter of Kazumasu’s nephew.

9) He was the young lord of the Matsudaira clan who would later go by the name of Tokugawa Ieyasu and unify Japan.

10) This agreement is known under various names, with the most well know being “Kiyosu Dōmei” (清洲同盟, Alliance at Kiyosu Castle). Other names include “Shoku-Toku Dōmei” (織徳同盟, Alliance between the Oda clan and Tokugawa clan) and “Bisan Dōmei” (尾三同盟, Alliance between the 2 clans from Owari and Mikawa).

Looking at the True Sanada Yukimura ~ Part 2

We continue with part 2 regarding the true image of Sanada Yukimura. In part 1 we established that his real name was Nobushige, took a brief overview of his historical bio, and examined the source behind the label “Yukimura” along with the idea behind it. In this post we will look at the fictional side spurred on by the Yukimura image, and how real life accounts fit into this. Take note that when addressing non-academic source materials such as movies and novels, one should not automatically assume that these are completely false info which can can be discarded in a blink of the eye. Depending on the author/director’s intentions, these could very much follow along accurately with historical events in order to make a solid and entertaining story. They may even contain info that tends to be difficult to find. However, what is important is to recognize which points are fiction in these works, and how to discern the correct info that can be compared to factual sources.

PERSONALITY OF A HERO

A common image of Sanada Yukimura in today’s generation.

When analyzing the image of Sanada Yukimura, we see him represented as one of Japan’s greatest war heroes. This is in part to how he’s portrayed in novels, shows, and movies, both old and new. Depending on the literary work, Yukimura is given a personality that portrays him as stoic, righteous, and heroic figure. This is common especially if the individual is the main character. He is usually depicted as one who stands by his principles and doing whatever it takes to ensure victory, especially for the Toyotomi family. In instances regarding the Osaka Campaign, Yukimura is shown leading his troops head-on into the thick of battle, while in others he is resourceful with carefully analyzed plans that lead to successful outcome. One of the themes that is considered memorable is him commanding his elite warriors and having them operate as kagemusha (影武者, body double) of himself, which was a deceptive tactic to disrupt the enemies’ focus and lower their morality as they get overwhelmed dealing with multiple “Yukimura”.

Take this as an example. In the novel “Chōbō Sanada Yukimura” (智謀真田幸村), Yukimura is shown to be ever protective of his master, Hideyoshi Hideyori after the defeat during the Osaka Campaign. As an escape to Sasshū Province (western part of present-day Kagoshima prefecture) has been established, he is portrayed saying the following lines to a fellow comrade named Gotō Matabei¹:



“…今日評定の席にてあのようにもうしたものゝ、ねがはくば御身は討死を止まっていただきたい”

…considering things from where I stand right now, I want to prevent my lord from dying in this war, if granted such an opportunity”


“そのうえ時節をまって島津家において人数をまとめ、ふたゝび豊臣家を再興せんと言う所存、よって貴殿は誰れか影武者をもって、表面討死をいたしたと言う体裁になしくださるよう”

”On top of this, my thoughts are to gather a number of people, and have them reestablish the Toyotomi clan through the help of the Shimazu (Shimadzu) clan. Through this, I would want to have someone play your double, and then have him die in (the next) battle where everyone can see.”


To the very end, Yukimura dedicates his life in preserving the true Toyotomi line, even when the odds are surely against them. Establishing a new Toyotomi family, and using doubles for certain individuals that would continue the fight and eventually die at the hands of Tokugawa Shogunate would stop any pursuers coming for them. As impressive as this may sound, this is just a novel. Yet, this also goes in hand with the narrative regarding him avoiding death and managing to survive Osaka Campaign.

ADDITIONAL/SUPPORTIVE CHARACTERS

In fictional works there tends to be characters that don’t have a real historical presence, but used for the sake of the story. In the various novels that feature Yukimura, there are cases of this, sometimes being minor individuals who help to fill in the gaps where history leaves open. Other times a real figure is used to model a new character placed in the story. Since literary works regarding Sanada Yukimura were stated to be based on true events in the past, like many other novels of its kind, future generation may inadvertently mistaken fictional characters as to being actual people.

A collage of thumbnails depicting the Jūyūshi (10 brave warriors) who served Yukimura, drawn woodblock-style. From “Ueda City Digital Archive Portal Site”

Other than Yukimura himself, possibly the largest example of fictional characters is found in the “Sanada Jūyūshi” (真田十勇士), which is a label given to 10 brave warriors representing families that were allies to the Sanada clan. The appearance of this Sanada Jūyūshi is often attributed to “Sanada Sandaiki” (真田三代記), a Sanada-supportive narrative produced in the Edo period. Although viewed as fictional, these characters grew in popularity and appeared in modern-day novels, manga, movies, and the like. Some of the individuals even appeared in works centering about them, which further developed their background story to the point where they sound like they truly came out from the pages of history. The following is a list of the those individuals of the Sanada Jūyūshi²:

  1. Sarutobi Sasuke (猿飛佐助) – a famous ninja employed by the Sanada clan, he is said to be the student of the legendary Koka ryu ninjutsu master named Tozawa Hakuunsai.
  2. Kirigakure Saizō (霧隠才蔵) – a ninja who was the student of Momochi Sandayu, lord of one of the 3 powerful families of Iga Prefecture.
  3. Miyoshi Seikai Nyūdō (三好清海入道) – A monk employed by Yukimura who is renown as a hero fighting to his death during the Osaka Campaign.
  4. Miyoshi Isa Nyūdō (三好伊三入道) – Younger brother of Sekai who was also a monk, and hailed as a hero dying in battle during the Osaka Campaign.
  5. Anayama Kosuke (穴山 こすけ) – A dedicated retainer of Yukimura, he played the double of his master during the Osaka Campaign.
  6. Yuri Kamanosuke (由利鎌之助) – Once a retainer Toda Suganuma, he switched to the Sanada side after the Toda were defeated in battle.
  7. Kakei Jūzō (筧十蔵) – From the Kakei family, allies of the Sanada clan. Apart from Jūzō, other members of the Kakei family also appear in different Sanada-related stories.
  8. Unno Rokurō (海野六郎) – A fellow kinsman, as his family line is from where the Sanada line originates from.
  9. Nezu Jinpachi (根津甚八) – Once a pirate for the Kuki navy, he later becomes a retainer of Yukimura. His family line, like the Sanada line, also originates from the Unno line.
  10. Mochizuki Rokurō (望月六郎) – A mysterious ally of Yukimura who specializes in explosives. Rokurō is also known under different titles depending on the story he appears in.

Note that while they make up the Jūyūshi due to their inclusion in various works as allies of Yukimura since as early as the Edo period, this wasn’t an official title for them until sometime in the late 1800s to early 1900s. Some other things worth mentioning is that while these characters are deemed fictional, most of them are considered to have been inspired by actual people from history. For example, the concept of Sarutobi Sasuke is believed to have been based off of one of several different individuals whose names appear in different texts. The most popular theory is Sarutobi Nisuke³ (猿飛仁助), who is said to have been a thief hired to assist in the “Battle of Kanegasaki” (金ヶ崎の戦い) by a Kinoshita Tokichirō (木下藤吉郎) in 1570⁴. In another example, Miyoshi Sekai and his brother are believed to have been modeled after Miyoshi Masakatsu (三好政勝) and his family. Masakatsu became head of the Miyoshi clan and served under Hosokawa Harumoto after his father, Miyoshi Masanaga (三好政長), retired.

RED ARMOR

A staple that will probably be forever associated with Sanada Yukimura is red armor. This is something Yukimura and his troops donned on right before the Osaka Campaign. The concept of wearing red armor is thought to be intimidating due to its fiery color. It’s said that it has such a psychological effect on his enemy Tokugawa Ieyasu that his umajirushi (馬印, a battle flag on a pole inserted into a slot on the back of one’s armor) fell down, which is said to be a bad omen. Yukimura is, with no hesitation, depicted in red armor in novels and visual in artworks from Edo period. Due to these, the trend continues in modern times. This association to the red armor is not limited to Yukimura, for the Sanada clan as a whole is included as well.

News article regarding the discovery of red armor, possibly related to the Sanada clan. From Sankei News.

Of course, this claim of red armor doesn’t come without critical disputes. One of the more recent claims is that the Sanada red armor is just as much as a myth as the name Yukimura, for this famed red armor of his (Nobushige’s) has yet to be claimed and placed in a museum. One argument is that the actual armor that Nobushige wore was found, and that it was actually black. Another argument is that within certain households in Japan that have some form of link to the Sanada clan have preserved these old red armor, but the color is not a vibrant red but a dull brownish-red color. Considering how wars in the past were conducted, it is not unusual for certain things like armor to have been taken by the victor, or lost during the chaotic fray. Interestingly, in 2017 there was an article in a Japanese newspaper regarding family in Nagano, Japan coming forth with what looks to be the remains of a very old red armor, along with an aged note stating it was the possession of the Sanada clan. It was up on display at the Sanada Hobutsukan (真田宝物館, Sanada Sacred Treasures Museum) that same year.

As a side note, the idea of wearing red armor isn’t an original concept by the Sanada clan, nor was a it a rare sight. Historical sources point to the warlord of Kai province, Takeda Shingen, as being the first to devise this strategy around the mid 1500s. It’s said of intimidation the opposition with this type of color. Shingen had a designated team of soldiers wear red armor in order to catch the enemy force’s eyes and instill fear as they rushed into battle. It is from here which Sanada Masayuki (Nobushige’s father) adopted the idea of red armor within his clan. Whether or not members of the Sanada clan donned on red armor prior to the events in Osaka Campaign is still up for debate, but there is one evidence that points to this as being a thing. In Hirayama Masaru’s book “Sanada Nobuyuki: Chichi no Chiryaku ni katta Ketsudan-ryoku” (真田信之 父の知略に勝った決断力), he reveals that when an order from Toyotomi Hideyoshi came regarding being prepared for military service in 1593, Sanada Nobuyuki (Nobushige’s older brother) replied that the warriors of the Sanada clan were always ready to serve while donning on red armor. Years later, during the Battle of Sekigahara a retainer of Tokugawa Ieyasu known as Ii Naomasa (井伊直政) also adopted the idea of wearing red armor and outfitted his troops the same way. What’s unique in this is that he was a comrade to Nobuyuki, who at the time sided with the Tokugawa-Eastern forces as ordered by his father Masayuki as a means to ensure the Sanada line survives no matter which side wins.

SANADA = NINJA?!?

Since the Edo period all the way to the present, the Sanada clan is presented as heavily associated with ninja. Employing a large number of these shadowy figures, ninja from both the regions of Iga and Koga are portrayed as serving Sanada members like Masayuki, Nobuyuki, and Yukimura. While it starts off small in earlier works in the Edo period, this image became more pronounced in later works such as novel Sanada Sandaiki, where all 10 members of the Jūyūshi are ninja or related to a ninja. This even lead to more focus on the ninja theme in modern works, including movies such as “Ninjutsu Sanada Jūyūshi” (忍術真田十勇士) and “Sanada Fuunroku” (真田風雲録), as well as 2016 drama “Sanada-Maru” (真田丸)⁵.

What is the reason behind this large focus on ninja being employed by the Sanada clan? Is it just a ploy to bolster the image of Yukimura (Nobushige), which in turn developed into its own entity entirely? In some ways, yes. However, this is not a baseless creation or idea. There are records that point to the Sanada clan having a working relationship with different groups that specialized in the fundamental skills that would become what we call “ninjutsu” in modern days. According to some, the Sanada clan are also said to have engaged in ninja-like activities themselves. The root of this is generally connected to Takeda Shingen and when he was ruler of Kai Province during the early-mid 1500s. Shingen is recorded as utilizing not only a network of different groups taking part in espionage and information-gathering, but establishing an in-house system of ninjutsu, which a select number of his generals were privy to learning in order to assist in maintaining it. At the time, Sanada Yukitaka (Nobushige’s grandfather) was serving Shingen and not only had knowledge of utilizing ninja, but is said to have taken part in ninja-like operations. Yukitaka’s son Sanada Masayuki would continue this as one of the 24 top generals of the Takeda clan. In fact, some claim that after Takeda Shingen’s death and the fall of the Takeda clan, Masayuki would keep up this network of utilizing ninja.

One piece of evidence for this is found in an old historical memoir called Kazawaki (加沢記), which is an account of activities that took place in areas around Kosuke Province (present-day Gunma prefecture) during the 1500s. Ninja-like groups from Higashi Agazuma area (東吾妻方地) are written to have been utilized by Takeda Shingen and members of the Sanada Clan. This is significant due to Higashi Agazuma area featuring densely wooded routes that were used not only by the local ninja, but it said that members of the Sanada clan also had access to these as well.

A genealogy chart of the Yokotani family. On it is the name of Yokotani Sakon (Shigeuji), circled) who was a ninja employed to the Sanada clan. From the book “Sanada Ninja no Matsuei” (真田忍者の末裔)

This leads to the famed Yukimura and his Jūyūshi. The ninja members such as Kirigakure Saizō have been identified as fictional characters. Claims are that they were inspired by real life figures who may not have actually had any connections with Yukimura. Yet, could it be that there were actual ninja working closely to him? There is one that is worth mentioning. Sources point to the Yokotani family (横谷氏), who are said to have been ninja from Shinano Province (part of present-day Nagano Prefecture). While there is not a lot of info on them, it is believed that they were active throughout the 1500s to about the early 1600s as members of a ninja group from Agazuma area, who were under the employment of Ideura Morikiyo (出浦 盛清), a vassal of the Sanada clan. Notable members are Yokotani Yukishige (横谷幸重), who is said to have served Sanada Nobuyuki (Nobushige’s older brother), while his younger brother Yokotani Shigeuji (横谷重氏) had served Nobushige. Shigeuji, who also went by the title “Sakon” (左近), died during Osaka Campaign, just like others who were serving Nobushige during the battle. Some researchers believe that Yokotani Shigeuji could have inspired the idea of Sarutobi Sasuke, but this hasn’t been proven yet.

So the idea of a ninja employed under Nobushige, fighting during the Osaka Campaign, and dying as possibly a kagemusha for him is a strong possibility. On top of that, with the Sanada clan’s deep connection with utilizing ninja groups, it can be understood why they are presented the way they are. However, it is too far of a stretch to say everyone around Nobushige was a ninja, and that the Jūyūshi were composed entirely of them. See, when you have a forced portrayal of Miyoshi Seikai Nyūdō being the son of the fictional thief ninja Ishikawa Goemon as depicted in Shibata Renzaborū’s novel “Sanada Yukimura~Sanada Jūyūshi” (真田幸村~真田十勇士), it’s hard not to say that this is due to the popularity of ninja in modern society.

CONCLUSION

Here we conclude the discussion on this famous hero. In ending, writing about Sanada Yukimura (Nobushige) is a tough topic to pick up and try to address from a historical point of view. To be exact, this was a several months-long project, which included acquiring a Sanada-related books, reading through well-known novels, researching historical sources, and going through sites that spoke about both the real side and the fictional side of Yukimura, to say the least. In the long run, due to how history was recorded hundreds of years ago, it is hard to get a definitive answer on certain points, especially when writers add their creative perspective to make a war story sound more epic.


1) Chapter 54, page 431

2) Depending on the source material, some of these characters bear a different name or are presented in a revised way. The one above is a standard listing.

3) The credibility of the source that mentions Sarutobi Nisuke is also under scrutiny, thus historians feel that he may have been made up to fit some agenda.

4) This was another alias used by Toyotomi Hideyoshi, a warlord who managed to seize control of Japan in the later part of the 1500s

5) The terms ninja and ninjutsu are used loosely here, as they are modern words used to identify those who engaged in clandestine activities such as spying, and information gathering. While in the past there were different labels depending on the region and who they were employed by, the universal term was often considered to be shinobi (忍び), and their methods called shinobi-no-jutsu (忍びの術). For the sake of ease in understanding for casual readers, the terms ninja and ninjutsu were chosen to be used in this article.

Looking at the True Sanada Yukimura ~ Part 1

Those who invest time in studying up on the Sengoku jidai (戦国時代, Warring States period) of Japan will eventually come across accounts concerning the Sanada clan. Possibly one of the more popular figures, the Sanada clan are renown for their brave, unorthodox methods of warfare while under the allegiance to warlords such as Takeda Shingen and Hideyoshi Hideyori. Out of the known members of this clan, the most talked about would arguably be the one named Yukimura. To some it would be due to his fame, yet this in turn is riddled with discrepancy. Who was this Sanada Yukimura?

Primarily inspired (mainly from curiosity) through the Kai Kokushi project found in the Translation section of this blog¹, I decided to take a shot at presenting the true face of Yukimura, as well as separating him from the fabled image that is currently predominant around the world. What I’ve found out, however, that this is a task that, in the very end would still have holes due to a lack of solid factual evidence, making it near impossible to paint a perfect picture. A plus to all this is understanding the situation enough where I can at least explain it where readers can discern just how difficult it is to claim what is historically real and what is fabricated through fiction.

In this 1st post of this 2-part discussion, we will touch upon the historical story regarding of the true Yukimura, the origins of the fictional Yukimura, and the proposed reasoning behind the name.

BRIEF LOOK AT THE LIFE OF NOBUSHIGE

Picture of Sanada Nobushige (Yukimura). From Wikipedia

To understand the legend of Sanada Yukimura is to learn about how historical sources view him. For starters, Sanada Yukimura’s actual name is said to be Nobushige (信繁). His active participation in war is often recited to be around 1600, when the Western forcess of the Toyotomi clan went to war against the Eastern forces of the Tokugawa clan for control over Japan during the “War at Sekigahara” (関ヶ原合戦, Sekigahara Gassen)². During this time he was fighting alongside his father, Sanada Masayuki while establishing a strong fortification in Ueda Castle on the side of the Toyotomi clan. Records point out that Nobushige and his father went into hiding at Kudoyama (九度山) in northern Wakayama prefecture after the Tokugawa-Eastern force came out victorious in the battle and had Masayuki exiled.

Many years later, Nobushige and his troops joined allies of the remaining Toyotomi clan to occupy Osaka Castle, as well as took part in the fighting against the Tokugawa shogunate that ensued afterwards, known as the Osaka Campaign (大阪の陣, Osaka no Jin) in 1614. Nobushige is said to have been a skilled strategist, as he performed effective tactics such as securing a weakpoint on the side of Osaka castle with his own fortification called “Sanada-maru” (真田丸), which proved to be near impenetrable. He also divided his troops into smaller squads around the battlefield and attacked their enemies from multiple directions, disrupting the opposite side’s advancements a few times. As talented as he was, however, in the long run Nobushige met his end during one of the smaller conflicts that took place during the war called “Battle at Mikatagahara” (三方ヶ原の戦い, Mikatagahara no Tatakai). It is recorded that while he was wounded and tired amongst a grove of trees, Nobushige was successfully killed and decapitated. The rest of his troops shared a similar fate.

Yet, there is much mystery surrounding his death as well, as there are claims that he had managed to escape to Satsuma province (present-day Kagoshima) through the use of many kagemusha (影武者, someone posing as a double of another). These kagemusha perished in battle posing as him³. This is a recent claim made in 1941 by researchers who came across the grave of one of Nobushige’s grandchildren in Kagoshima, who’s name was Sanada Daisuke (真田大助). Speaking of graves, supposedly Nobushige has many graves around certain areas in Japan; while this isn’t an unusual thing in Japan, a few of these are in areas where certain individuals claim he traveled abit during his escape before making his residence there. Of course, these claims are made during modern times.

Is it a possibility that one of these claims are true? Could it be that the myth created from the novels that portray Sanada Yukimura as a legendary figure was the inspiration for random people to devise such plans that support the notion of Nobushige having survived the Osaka campaign? This goes against the official report by the Tokugawa shogunate where, despite soldiers claiming to have brought back the head of this fearless warrior, they were able to confirm his death through using an acquaintance of the Sanada clan to identify the correct head of Nobushige.

Image of a newspaper article from 1941 regarding the discovery of a grave of Yukimura’s grandchild. From “Rekishi Kenkyu Unno“.

In the actual records before Nobushige’s untimely death, the name “Yukimura” doesn’t come up at all. However, it becomes widely used later. In reality, surviving records show that this figure is known by the name of Nobushige, along with other titles he took on during his military career⁴. While he is a recognized warrior of the Sanada clan, Nobushige’s military career is somewhat underwhelming. When comparing merits and achievements, it appears that a few of his predecessors accomplished more. For instance, his father Masayuki is a much more renown individual due to his illustrious career on and off the battlefield serving different lords, including his long time servitude under Takeda Shingen as one of his top 24 generals.

BIRTH OF “YUKIMURA”

When does the name “Yukimura” start to come into play? The earliest example is in the war chronicle “Nanba Senki”⁵ (難波戦記), which was written in 1672, years later after the Tokugawa Shogunate was well established and had complete rule over Japan. This covers the actual events that unfolded during the Osaka Campaign, told from the supportive side of Tokugawa Ieyasu and his allies. When it comes down to speaking about the Sanada clan and their forces, who were on the opposing side, the name used to identify Nobushige was not his real name, but “Yukimura” instead.

This trend continued, as the name Yukimura also appeared in other places, such as the official family registry for lords and their retainers called “Kanseichōshu Shokafu”(寛政重修諸家譜), the Sanada lineage & history compiled in Matsushiro district (present-day Matsushiro Town, Nagano), as well as fictional war novels such as “Chibō Sanada Yukimura” (智謀真田幸村) and “Sanada Sandaiki” (真田三代記). These were all written during the Edo period. The continuous use of this name gave many the perspective that this was the official name, thus the Yukimura tag further its inclusion in historical-related subjects, especially in pop culture. For example, fans of manga may be familiar with the heroic portrayal of Sanada Yukimura in “Goshimei Bushō Sanada Yukimura: Kageroi” (御指名武将真田幸村 かげろひ -KAGEROI-), or game enthusiasts may enjoy playing as him in the video series “Sengoku Basara” (戦国BASARA).

One would think through the evidence of Nobushige being his real name, that the current descendants or affiliates of the Sanada line would dispute this fabricated name being used as almost an official identification. Surprisingly, it appears that the name “Yukimura” has not only been accepted, but also promoted as well. As mentioned before, a Sanada lineage chart was officially released from Matsushiro domain many years ago. This was under the control of Sanada Nobuyuki (真田信之) & his descendants at one time, and they compiled this lineage chart which includes Yukimura⁶. It is possible that, due to the large recognition and popularity the name brings to the history of the Sanada clan, that they have “accepted” Yukimura being a nickname of Nobushige.

THE REASON BEHIND THE NAME

Why use “Yukimura” instead of “Nobushige”? It is not 100% confirmed, but there appears to be some logical patterns behind this. For starters, it is not unusual in Japanese documents of old to change a particular figure’s name if they were on the losing side. Doing so may imply some things, such as if they are viewed as significant or not, referencing the actual individual directly may be a taboo, or in order to take some creative liberties with their story. From another point, changing Nobushige’s name may indicate a little of each of what was just mentioned with the following explanation.

A historian by the name of Atobe Ban published a book entitled “Sanada Yukimura ‘Eiyū Densetsu no Uso to Shinjitsu'” (真田幸村 “英雄伝説のウソと真実”) in 2015. In this book, Mr. Atobe explains how Yukimura (幸村) is an acronym for certain traits of the Sanada clan that bears some weight depending on how one views it⁷. He does this by dissecting the name into separate components.

Cover of Atobe Ban’s book regarding the facts and fiction surrounding Sanada Yukimura

Taking the first character Yuki (幸), the pronunciation is used for naming purposes. This character was originally used in the given name of different members of the Sanada family (such as Nobushige’s father, Masayuki), as well as the preceding clan they originate from, being the Unnō family. Bearing positive meanings such as “bountiful harvest”, “good fortune”, and “happiness”, it is no wonder why Yuki would be an acceptable component in a given name. Yet, why wasn’t Nobushige named in a similar vein? Who knows. Possibly as a nod to this, the writer of Nanba Senki may have thought the same thing when conceiving the name Yukimura.

Now for the last character mura (村). This character is in reference to the Muramasa (村正), a type of sword forged in the style by the famous swordsmith named Sengo Muramasa (千子村正). There are supposedly 2 theories why “mura” is used, but they arrive to the same conclusion.

  • The 1st one is that Nobushige, his troops, and even possibly other members of the Sanada clan used the Muramasa (村正) swords as their preferred style of blades. While there is no proof regarding this, it is one that is also not unreasonable. Muramasa swords are known for their sharpness, to the point that they would cut and harm everything and everyone indiscriminately…including the wielder (more on this in the 2nd theory). For the sake of war, these types of swords were ideal and sought after. Between the late 1400s to throughout the 1500s the Muramasa swords were mass produced and said to have been used by many throughout Japan. It would make sense that the Sanada clan would also add this to their equipment.
  • The 2nd theory spurs from Tokugawa Ieyasu’s superstition regarding the Muramasa swords. It is stated that from his youth onward, he had repeated bad experiences with these popular swords, despite the fact that it was originally a favorite in the Tokugawa household. At one time, when inspecting this type of sword, he had cut himself when drawing out this blade from its scabbard. As he got older he viewed the Muramasa to be bad luck to him and his family line, as he saw it having the possibility of bringing his family line doom. Once establishing his reign over Japan, it is said that Ieyasu ordered these Muramasa swords banned, and to have them be dismantled. Now, seeing how strongly he was against this type of sword, you can imagine how this can be applied to those who were his enemies and how they willingly armed themselves with Muramasa swords. Interestingly, it is recorded that the Sanada clan were extremely difficult to defeat due to their unconventional battle tactics and their resourcefulness. Ieyasu and his allies had many difficulties with subduing them during the battle at Sekigahara and Osaka Campaign. You can say that Nobushige (Yukimura) was like the Muramasa, as he was a thorn in the side of Tokugawa Ieyasu that could not be overlooked.

CONCLUSION

Now that a clearer picture of who the real Yukimura/Nobushige was, we’ll end part 1 here. While there is a definitive record of who he was up until his speculated death, in actuality there are some things that remain unclear due to a lack of proper documentation, as well as claims made by Sanada supporters. Part 2 will continue with looking at the fictional Yukimura, traits and items that are iconic to him, and how they may have been inspired by real life evidence associated with Nobushige.


1) You can access it by clicking on the “Translations” tab from the menu above, or you can go directly to the Kai Kokushi page here.

2) In actuality, Nobushige was active much earlier than this. Since 1592 he, his brother, and father were serving Toyotomi Hideyoshi, handling different tasks over the years such as managing Nagoya Castle in Bizen Province (present-day Saga Prefecture), taking part in the construction of Fukumi Castle in Kyoto, and occupying Ueda Castle in Nagano Prefecture.

3) Out of these kagemusha, 5 have been identified. Their names are Mochizuki Yoemon (望月宇右衛門), Yamada Kichibei (山田喜知平), Anayama Kosuke (穴山小助), Takabashi Shikibu (高橋式部) and Anayama Ichiemon (穴山市右衛門).

4) These names include Genjirō (源次郎), Saemon-no-suke (左衛門助), and Kōhakusai (好白斎)

5) Another name for this is “Osaka Gunki” (大阪軍記)

6) Some writers such as Hirayama Masaru wrote about this point. Originally, Sanada descendants in Matsushiro domain compiled “Sanada-ke Bunsho” (真田家文書, Records of the Sanada Family), which included a lineage chart. Within this only the name “Nobushige” was used. At a later date, this was converted to “Sanada-ke Keifu” (真田家系譜, Genealogy of the Sanada Family), which would include the name “Yukimura”. These were both produced during the Edo period.

It appears that these descendants accept the “Yukimura” name as being used for Nobushige after the Osaka Campaign. That doesn’t necessarily mean they believe Nobushige used it himself.

7) Apparently there is another way to write the name. In relations to the news report about the discover of his grandchild’s grave in Kagoshima made in 1941, supposedly a gravesite for Yukimura was also found. On the headstone the name “Yukimura” is on it, but using the characters “雪丸”. These characters may have been used to keep his grave hidden…that is, if this story is true.

Kuki Archives: Opposition against Yoshitaka’s Retirement

It’s been a while since I’ve posted anything regarding famous members of the Kuki clan. For those not familiar with this, I have a good number of posts regarding the Kuki family and their history as an influential group both in religious practice and military conflicts. Although I do have a topic related to them I was planning to post later this year I will be speaking about a new one that just came to my attention.

A few days ago a report appeared in The Sankei News, a Japanese online news site, about the discovery of a note written by Kuki Yoshitaka shortly after Toyotomi Hideyoshi’s death in 1598. Yoshitaka promised he and his son Moritaka will not retire from service under the guise of a monk. What does this mean, exactly? I looked further into the subject and found more info regarding this matter. Below is the actual note, along with the original Japanese.

The original letter is from Sakai Museum in Osaka, Japan. Both images are from the website Toby City

A quick explanation of the contents, Yoshitaka is promising that there will be no attempt to retire by taking up the guise of one who wants to become a monk without the permission of Toyotomi governing body. On the note, along with Yoshitaka and his son’s signatures are those of 5 magistrates who were involved in structuring Toyotomi Hideyoshi’s governing body, along with their personal seals¹:

  • Natsuka Masaie
  • Ishida Mitsunari
  • Mashita Nagamori
  • Asano Nagamasa
  • Maeda Gen’i

A key word that is associated with this is “hōtai” (法体). Taking such action as hōtai was not uncommon for those warriors who’ve spent most of their career performing military duties to retire by shaving their hair off, and living the remainder of their lives away from normal civilization such as a temple…even if they don’t officially take up vows to become a monk. It is known historically that soon after Hideyoshi’s death that Yoshitaka stepped down as head of the Kuki clan, and made his oldest son Moritaka take up the responsibilities of handling military affairs as the next successor. This was the case since, if we use this note as proof, there was no option for him to retire at a temple as a monk.

Let’s delve into this point a little more deeply. What is so significant about Kuki Yoshitaka retiring soon after his master passed away? For starters, it shows his loyalty to only Toyotomi Hideyoshi. It is also symbolic, that Yoshitaka too “died” with his master, and that he would live his life peacefully away from the turmoil in life wearing monk’s clothing and taking up a Buddhist name. This is not so different from what Hosokawa Fujitaka (father) and Hosokawa Tadaoki (son) did when Oda Nobunaga, Hideyoshi’s predecessor, died during the attack at Honnoji in 1582. Both father & son were in the same position where they expressed undying loyalty to Nobunaga, thus retired from military service by becoming monks.

On the other hand, Kuki Yoshitaka was a seasoned commander who was reaching an age where he may have been tired of fighting. On top of this, right before Hideyoshi’s death he had participated in the 1st invasion of Korea (1592-1598), where he and others were met with a very sour and disheartening defeat, especially in the hands of the Korean navy. It may very well be possible that these factors contributed to Yoshitaka to consider retiring through hōtai. Reason for this is while serving Oda Nobunaga he had much success and received many rewards, yet did not attempt to retire after Nobunaga’s untimely death. Still, this is just speculation.

At the end of the day, the discovery of this note by Kuki Yoshitaka is very significant. Documentations like these help to piece missing information about certain people or events from the past. For those who are interested. I have written numerous articles about the Kuki family and key events in their history, including Kuki Yoshitaka’s career from start to finish. These are under the series title “Kuki Archives”, which you can do a search for. To read the posts about Yoshitaka’s directly, here’s the links to part 1 and part 2.


1) On the actual note, all participants identified themselves by their family names, then by their appointed titles.

Kikuchi Senbon Yari: Crafting a Kikuchi-Style Takeyari

Recently I stumbled upon some interesting information. In the book Zustesu – Kobudōshi (図説・古武道史), there is a section that talks about of long battlefield weapons used during the warring times in Japan, such as the spear. While discussing the roots, the many variations used in battle, and the exclusiveness in training among high-ranking practitioners during peaceful times of the spear, one description regarding the origin of the spear caught my eye¹. It mentioned the use of a sharp instrument attached to one end of bamboo, which would essentially make it a takeyari (竹槍). This takeyari, or bamboo spear, is a type of weapon that doesn’t get much talk about. In the past, a takeyari was quite useful due to the fact that it was low cost in production, easy to mass produce, can outfit a large group of soldiers with this, and was simple to use. While a takeyari can be crafted without a blade, placing one on the end of a bamboo would definitely increase its overall effectiveness. This falls in line with a type of takeyari related to my studies in Kukishinden ryu sōjutsu (Kukishinden style of spear techniques) that was made famous by a member of the Kikuchi family, which I will speak on in this article.
 

TALE OF THE ESTEEMED “KIKUCHI  SENBON YARI”

There is a story in many historical books from Japan regarding an individual by the name of Kikuchi Takeshige (菊池武重), who was the 13th head of the Kikuchi family. His family line is related to those of the famed Fujiwara family (藤原家) who had relocated to Kikuchi District in Higo, Kyushu. His family supported the Southern Imperial Court for some time, since when his father, Kikuchi Taketoki (菊池武時), pledged loyalty to the Southern Emperor, Go-Daigo (後醍醐天皇).

A snapshot from the website Kikuchi Ichizoku talking about Kikuchi Takeshige and his feat called “Kikuchi Senbon Yari” (菊池千本槍)

During the early mid 1300s, There was much conflict between the Hōjō clan, who claimed Shogunate rule, and those who sided with the Southern Imperial Court. A war general by the name of Ashikaga Takeuji (足利尊氏) made efforts with others to not only regain control over Kyoto, former capital and home of the imperial family, but also Kamakura, ridding the Hōjō clan’s control. In an attempt to avoid potential usurpers, Takeuji took Kamakura himself and lauded himself with the title “Sei-i Taishōgun²”…all in the name of the Southern Imperial court. However, Emperor Go-daigo did not accept these actions, and opposed Takeuji’s plans.

Late in the year 1335, Takeuji and his brother Tadayoshi lead a large force against the Southern Court. The Southern Emperor had his faithful allies take up arms to deal with this threat from the Ashikaga, which included a reputable military Nitta Yoshisada (新田義貞). It just so happened that Yoshisada had Kikuchi Takeshige and his men employed in his army, and had ordered them to fight in the forefront. Crossing through the mountainous area of Hakone Tōge (箱根峠, Hakone Pass), Yoshisada and his force made their way to Take no Shita (竹の下), where they would clash with the Ashikaga and their army. This encounter would be called “Battle at Hakone-Take no Shita”³.

Takeshige’s force split from Yoshisada to eventually go head on against Tadayoshi’s force. To strengthen his troops, Takeshige would turn his sights to a bamboo grove, have each of them take a bamboo pole that was around 6~7 feet tall, and craft theirs into makeshift spears by inserting into one split end of it the tantō each of them carried in their belts. Doing so proved to be most effective, for despite being outnumbered 3:1 when facing off against Tadayoshi’s army of 3000, Takeshige’s force consisting of 1000 spears was more then enough to surprise and force the opposition to retreat. This greatly helped to earn a victory for their side against the Ashikaga force.

It is through this improvisation by Takeshige and victory against a much superior opponent that lead to the term Kikuchi Senbon Yari (菊池千本槍, 1000 spears of the Kikuchi clan).

CONSTRUCTION OF THE KIKUCHI-STYLE TAKEYARI

Taking a knife and fitting it on the end of a bamboo pole to make a Kikuchi-style takeyari is generally associated with this tale. This episode is believed to have inspired Takeshige to have a unique style of spear created called the “Kikuchi yari”, which utilizes very long single-edge tantō-like blades made in either hira zukuri (平造り) or shōbu zukuri (菖蒲造り)⁴. However, this doesn’t mean that the concept of a takeyari was invented by the Kikuchi clan, for it is believed to have existed way before in advance.

A snapshot of a page featuring blades of Kikuchi yari mounted for swords. From the website Usagiya

Although I’ve made a safe training takeyari (simple design with a padded end for a point) a while back, making a Kikuchi-style takeyari sounds like it would be a fun little project. From the descriptions found in various sources, the construction of this is not complex, so I figured I would give it a try. Let’s take a closer look at the method for constructing this unique takeyari.

  • Take a bamboo pole of considerable length
  • Use a tool suitable for splitting the bamboo
  • Insert knife (in this case, a wooden training knife) into the split up until where the handle completely fits
  • Take some rope and tie it over the split section to hold the knife firmly in place

The one I’ve made is just an experiment, and a great way to understand how warriors in the past may have had to improvise. Using a bamboo pole near 7 feet, I was able to fit my wooden tantō in it, and reinforce the split end with a good length of rope. The type of wrap used for the rope added more weight, giving a better balance to this takeyari, as well as could double for a tachiuchi (太刀打, wrapping used to reinforce the spear blade against impact).

Pics of crafting a Kikuchi-style takeyari, from start to finish.

ENDING

I hope you enjoy the tale of the Kikuchi Senbon Yari, which is a piece of history held in high regards in Japan. For those who have a knack for crafting, a Kikuchi-style takeyari is a fun one to try, and experiment with.


1) The original line from the book Zusetsu – Kobudōshi is on page 278 in the 1st paragraph, which reads as the following:

「…楠正成の家来天野了簡が、竹のさきに大鏑の根をくっつけて使ったのが、槍の起源であるという…」

“…it is said that the origin of the spear (in Japan) is due in part to the shaft of a large kabura (鏑, signaling arrow) being fitted on the front end of bamboo. This was a clever idea of the Amano clan, who were once retainers of Kusunoki Masanari….”

Of course, this claim was debunked in the aforementioned book, for it was actually the precursor for a small single-handed weapon called an inji yari (印地槍), or better known as uchine (打根). What really interested me from that statement was the mentioning of bamboo and a bladed instrument being used to create a spear.

2) 征夷大将軍. This is generally translated as “Commander-in-Chief of the Expeditionary Force Against the Barbarians”. Or, the shorter title of “shōgun” works just as well.

3) 箱根竹の下戦い. This title reflects that the clash between the Ashikaga army and the Imperial Court’s army took place somewhere between the Hakone Pass and the bamboo grove in Take no Shita. The area in which the battle took place is now known today as Take no Shita, Oyama Town, Shizuoka Prefecture

4) Both are types of blade-forging methods.